PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

79 hedge funds and large institutions have $149M invested in PennantPark Floating Rate Capital in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
-3
Holders Change %
-3.66%
% of All Funds
1.97%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
33
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Muzinich & Co
New York
+$4.38M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.99M
3
Morgan Stanley
Morgan Stanley
New York
+$1.71M
4
Stifel Financial
Stifel Financial
Missouri
+$1.42M
5
PC
Polar Capital
United Kingdom
+$1.39M

Top Sellers

1
IP
Ironsides Partners
Massachusetts
-$7.06M
2
AM
Ares Management
California
-$2.51M
3
LCP
LGT Capital Partners
Switzerland
-$2.2M
4
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$1.59M
5
FCH
Freestone Capital Holdings
Washington
-$1.23M
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$306K +$9.79K +677 +3%
SBIA
52
Sheaff Brock Investment Advisors
Indiana
$279K -$13.5K -936 -5%
RJFSA
53
Raymond James Financial Services Advisors
Florida
$222K +$17.4K +1,205 +9%
Barclays
54
Barclays
United Kingdom
$217K +$198K +13,672 +1,030%
CIBC World Market
55
CIBC World Market
Ontario, Canada
$202K -$5.09K -352 -2%
LPL Financial
56
LPL Financial
California
$168K -$81.5K -5,626 -33%
FAAS
57
First Allied Advisory Services
California
$167K -$111K -7,650 -40%
GCP
58
GSA Capital Partners
United Kingdom
$159K -$53.5K -3,698 -25%
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$147K +$147K +10,172 New
AG
60
Advisor Group
Arizona
$124K +$5.32K +366 +4%
GWM
61
Geneos Wealth Management
Colorado
$101K – – –
Bank of America
62
Bank of America
North Carolina
$97K +$65.8K +4,542 +210%
PA
63
Parallel Advisors
California
$70K +$70K +5,000 New
VFA
64
Valeo Financial Advisors
Indiana
$65K +$65K +4,500 New
Citigroup
65
Citigroup
New York
$64K -$12.6K -873 -16%
ASN
66
Advisory Services Network
Georgia
$62K +$62K +4,289 New
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$58K -$1.59M -110,037 -96%
UBS AM
68
UBS AM
Illinois
$55.6K -$76.7K -5,296 -58%
EWM
69
Edge Wealth Management
New York
$29K – – –
Deutsche Bank
70
Deutsche Bank
Germany
$16K -$10.1K -700 -39%
IWM
71
IHT Wealth Management
Illinois
$15K – – –
FWM
72
Focused Wealth Management
New York
$11K – – –
AP
73
Atwood & Palmer
Missouri
$9K – – –
SEI Investments
74
SEI Investments
Pennsylvania
$7K +$6.99K +503 +50,300%
PCM
75
Penserra Capital Management
California
$6K +$29 +2 +0.5%
1 2
3
4