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PennantPark Floating Rate Capital

88 hedge funds and large institutions have $112M invested in PennantPark Floating Rate Capital in 2022 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,871% more call options, than puts

Call options by funds: $27.8M | Put options by funds: $699K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

44% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 18

21% more capital invested

Capital invested by funds: $92.5M → $112M (+$19.5M)

5% more funds holding

Funds holding: 8488 (+4)

2.86% more ownership

Funds ownership: 18.61%21.47% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
88
Holders Change
+4
Holders Change %
+4.76%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
26
Reduced
18
Closed
12
Calls
$27.8M
Puts
$699K
Net Calls
+$27.1M
Net Calls Change
+$1.17M
Name Holding Trade Value Shares
Change
Change in
Stake
CL
26
CSS LLC
Illinois
$805K
TI
27
Tidal Investments
Wisconsin
$775K +$219K +16,730 +41%
WS
28
Wedbush Securities
California
$739K +$25.8K +1,975 +4%
UBS Group
29
UBS Group
Switzerland
$729K +$77.5K +5,930 +12%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$710K +$15K +1,149 +2%
RIG
31
Roosevelt Investment Group
New York
$663K -$667 -51 -0.1%
VEA
32
Virtus ETF Advisers
New York
$656K +$67.4K +5,154 +12%
LPL Financial
33
LPL Financial
California
$591K +$115K +8,762 +25%
JP Morgan Chase
34
JP Morgan Chase
New York
$488K +$246K +18,838 +109%
JF
35
Jump Financial
Illinois
$488K +$472K +36,092 New
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$396K +$10.5K +804 +3%
CANY
37
Caxton Associates (New York)
New York
$374K +$215K +16,461 +147%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$371K +$35.7K +2,730 +11%
OIA
39
Optimum Investment Advisors
Illinois
$335K -$12.4K -948 -4%
IAIM
40
International Assets Investment Management
Florida
$320K
TFA
41
Teamwork Financial Advisors
Texas
$283K -$37K -2,830 -12%
AWM
42
AllSquare Wealth Management
New York
$267K +$15.7K +1,200 +6%
ASN
43
Advisory Services Network
Georgia
$258K -$405 -31 -0.2%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$252K -$628 -48 -0.3%
GAMC
45
Garner Asset Management Corp
Texas
$237K
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$227K +$221K +16,863 New
WA
47
Wambolt & Associates
Colorado
$218K +$207K +15,843 New
RJA
48
Raymond James & Associates
Florida
$203K -$44.3K -3,390 -18%
CGA
49
Crescent Grove Advisors
Illinois
$203K +$196K +15,000 New
MFG
50
Merit Financial Group
Georgia
$203K +$196K +15,000 New

PFLT Hedge Fund Activity: Q1 2022 in Review

88 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2022, worth a combined $112M — up 21% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFLT positions and 12 closed out — a net gain of 8 holders — while 26 added to existing stakes and 18 trimmed.

The largest buyer was VanEck Associates, adding an estimated $4.17M. The largest seller was Mid-American Wealth Advisory Group, cutting an estimated $1.03M.

  • 88 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2022, up from 84 in Q4 2021.
  • Funds reported $112M of PennantPark Floating Rate Capital stock for Q1 2022, up 21% quarter-over-quarter.
  • 20 funds opened new PennantPark Floating Rate Capital positions in Q1 2022 and 12 closed out, a net change of +8 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2022 was VanEck Associates, an estimated $4.17M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2022 was Mid-American Wealth Advisory Group, an estimated $1.03M sold.

Based on aggregated 13F filings for Q1 2022.