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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

96 hedge funds and large institutions have $173M invested in PennantPark Floating Rate Capital in 2018 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 33 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+4
Holders Change %
+4.35%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
11
Increased
22
Reduced
33
Closed
6
Calls
$68K
Puts
$704K
Net Calls
-$636K
Net Calls Change
-$184K

Top Buyers

1
AR
1
Advisory Research
Illinois
$1.91M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$1.79M
3
SIS
3
Sound Income Strategies
Florida
$12.7M
4
VF
4
Virtu Financial
New York
$368K
5
PRCP
5
Pacific Ridge Capital Partners
Oregon
$5.53M

Top Sellers

1
MC
1
Muzinich & Co
New York
$7.9M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$7.7M
3
CIM
3
Confluence Investment Management
Missouri
$1.21M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$502K
5
BlackRock
5
BlackRock
New York
$2.34M
Name Holding Trade Value Shares
Change 		Shares
Change %
SMDAM
26
Sumitomo Mitsui DS Asset Management
Japan
$1.79M +$1.79M +130,873 New
HighTower Advisors
27
HighTower Advisors
Illinois
$1.64M -$72.6K -5,316 -4%
MCM
28
McKinley Capital Management
Alaska
$1.48M +$138K +10,106 +10%
TFCM
29
Taylor Frigon Capital Management
Arizona
$1.46M -$71.7K -5,252 -5%
Wells Fargo
30
Wells Fargo
California
$1.42M +$78.7K +5,760 +6%
CL
31
CSS LLC
Illinois
$1.31M – – –
CIM
32
Confluence Investment Management
Missouri
$1.21M -$1.14M -83,491 -49%
MCM
33
Monument Capital Management
Virginia
$1.17M -$127K -9,306 -10%
FCH
34
Freestone Capital Holdings
Washington
$1.16M – – –
TYCC
35
Texas Yale Capital Corp
Florida
$1.09M – – –
GC
36
Guggenheim Capital
Illinois
$1.07M +$165K +12,063 +18%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$1.07M – – –
SCM
38
Shelton Capital Management
Colorado
$943K – – –
YCM
39
Yakira Capital Management
Connecticut
$742K – – –
OIA
40
Optimum Investment Advisors
Illinois
$717K +$3.02K +221 +0.4%
WA
41
WESPAC Advisors
California
$663K -$463K -33,882 -41%
NFA
42
Nuveen Fund Advisors
Illinois
$572K -$323K -23,666 -36%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$565K -$29.1K -2,130 -5%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$554K +$220K +16,095 +66%
RA
45
Rational Advisors
New York
$527K – – –
PAM
46
PVG Asset Management
Colorado
$527K – – –
Two Sigma Advisers
47
Two Sigma Advisers
New York
$502K -$840K -61,562 -63%
WS
48
Wedbush Securities
California
$452K -$16.3K -1,193 -3%
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$430K -$262K -19,189 -38%
AWM
50
AllSquare Wealth Management
New York
$421K +$68.3K +5,000 +19%
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