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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$273K -$5.97K -511 -2%
DADC
27
D.A. Davidson & Co
Montana
$268K +$115K +9,852 +72%
MML Investors Services
28
MML Investors Services
Massachusetts
$249K +$255K +21,811 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$227K +$23.2K +1,983 +11%
RJA
30
Raymond James & Associates
Florida
$193K -$35.5K -3,036 -15%
TC
31
Telemus Capital
Michigan
$183K
CIA
32
Choate Investment Advisors
Massachusetts
$167K +$171K +14,653 New
FFA
33
First Foundation Advisors
California
$155K -$6.67K -571 -4%
SFS
34
Sowell Financial Services
Arkansas
$137K +$140K +11,986 New
VHAM
35
Van Hulzen Asset Management
California
$135K -$9.75K -834 -7%
Citigroup
36
Citigroup
New York
$122K +$12.2K +1,041 +11%
PFGIA
37
Patriot Financial Group Insurance Agency
Massachusetts
$77K
APA
38
American Portfolios Advisors
New York
$66.2K
FIA
39
FNY Investment Advisers
New York
$60K +$58.6K +5,015 +2,064%
CG
40
Cutler Group
California
$41K
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$25K +$1.86K +159 +8%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$15K
CAC
43
Certified Advisory Corp
Florida
$15K +$374 +32 +2%
PCIA
44
Prime Capital Investment Advisors
Kansas
$11K
PAM
45
Panagora Asset Management
Massachusetts
$10K +$10.7K +915 New
US Bancorp
46
US Bancorp
Minnesota
$8K -$1.76K -151 -19%
SWM
47
Selective Wealth Management
Virginia
$8K +$8.11K +694 New
EIP
48
Ellis Investment Partners
Pennsylvania
$6K +$164 +14 +2%
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$2K
WAM
50
Wealthspire Advisors (Maryland)
Maryland
-$500K -500,000 Closed