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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$235K +$48.3K +4,141 +26%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$227K +$58.8K +5,037 +36%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$211K +$15.7K +1,342 +8%
TC
29
Telemus Capital
Michigan
$192K
FFA
30
First Foundation Advisors
California
$167K
DADC
31
D.A. Davidson & Co
Montana
$161K +$22.3K +1,914 +16%
VHAM
32
Van Hulzen Asset Management
California
$150K
PAG
33
Private Advisor Group
New Jersey
$126K +$124K +10,657 New
Citigroup
34
Citigroup
New York
$113K +$16.3K +1,400 +17%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$80K +$15.7K +1,343 +25%
APA
36
American Portfolios Advisors
New York
$68.4K +$63.1K +5,406 +1,390%
CG
37
Cutler Group
California
$42K
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$24K +$5.91K +506 +34%
CAC
39
Certified Advisory Corp
Florida
$16K +$374 +32 +2%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$15K
PCIA
41
Prime Capital Investment Advisors
Kansas
$12K +$11.7K +1,000 New
TPWA
42
TRUE Private Wealth Advisors
Oregon
$11K +$10.8K +926 New
US Bancorp
43
US Bancorp
Minnesota
$10K +$1.81K +155 +23%
EIP
44
Ellis Investment Partners
Pennsylvania
$6K +$6.74K +577 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2K
FIA
46
FNY Investment Advisers
New York
$2K +$350 +30 +14%
SFS
47
Shaker Financial Services
Virginia
-$898K -78,296 Closed
LC
48
Lavaca Capital
Texas
-$38K -3,280 Closed
FHB
49
First Hawaiian Bank
Hawaii
-$19K -1,696 Closed