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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
Telemus Capital
Michigan
$184K
RJA
27
Raymond James & Associates
Florida
$181K +$147 +13 +0.1%
BRWA
28
B. Riley Wealth Advisors
Florida
$163K +$2.49K +220 +2%
FFA
29
First Foundation Advisors
California
$162K
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$162K +$160K +14,152 New
SFS
31
Sowell Financial Services
Arkansas
$153K +$151K +13,297 New
GC
32
Guggenheim Capital
Illinois
$147K -$541K -47,738 -79%
VHAM
33
Van Hulzen Asset Management
California
$145K -$9.44K -833 -6%
DADC
34
D.A. Davidson & Co
Montana
$134K +$133K +11,715 New
Citigroup
35
Citigroup
New York
$94K +$11.3K +1,000 +14%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$62K +$8.74K +771 +17%
CG
37
Cutler Group
California
$41K
LC
38
Lavaca Capital
Texas
$38K
FHB
39
First Hawaiian Bank
Hawaii
$19K
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$17K -$20.3K -1,793 -54%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$15K
CAC
42
Certified Advisory Corp
Florida
$15K +$351 +31 +2%
US Bancorp
43
US Bancorp
Minnesota
$8K
APA
44
American Portfolios Advisors
New York
$4.46K
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$2K
FIA
46
FNY Investment Advisers
New York
$2K +$2.42K +213 New
WAM
47
Weiss Asset Management
Massachusetts
-$186K -17,133 Closed
NA
48
Nottingham Advisors
New York
-$129K -10,938 Closed
QAM
49
Questar Asset Management
Minnesota
-$109K -10,006 Closed
First Manhattan
50
First Manhattan
New York
-$13K -1,200 Closed