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PFL

PIMCO Income Strategy Fund
PFL

37 hedge funds and large institutions have $43.4M invested in PIMCO Income Strategy Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $40.5M → $43.4M (+$2.82M)

0.45% less ownership

Funds ownership: 13.54% → 13.09% (-0.45%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

5% less funds holding

Funds holding: 39 → 37 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
12
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.42M
2
CWP
Capital Wealth Planning
Florida
+$721K
3
NPC
National Planning Corporation
California
+$612K
4
VHAM
Van Hulzen Asset Management
California
+$163K
5
Morgan Stanley
Morgan Stanley
New York
+$134K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$1.01M
2
RJA
Raymond James & Associates
Florida
-$740K
3
Invesco
Invesco
Georgia
-$633K
4
FFA
First Foundation Advisors
California
-$510K
5
SRC
Shufro Rose & Co
New York
-$482K
Name Holding Trade Value Shares
Change 		Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$239K +$1.33K +110 +0.6%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$165K +$9.67K +800 +6%
VHAM
28
Van Hulzen Asset Management
California
$164K +$163K +13,500 New
IA
29
IFP Advisors
Florida
$104K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$63K – – –
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$56K +$56.2K +4,652 New
CG
32
Cutler Group
California
$43K – – –
Citigroup
33
Citigroup
New York
$33K +$32.6K +2,700 New
US Bancorp
34
US Bancorp
Minnesota
$32K – – –
BFEC
35
Benjamin F. Edwards & Company
Missouri
$25K – – –
GWM
36
Geneos Wealth Management
Colorado
$6K – – –
PCM
37
Penserra Capital Management
California
$3K -$773 -64 -16%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$2K -$1.21K -100 -33%
RJA
39
Raymond James & Associates
Florida
– -$740K -62,641 Closed
CIBC Private Wealth Group
40
CIBC Private Wealth Group
Georgia
– -$377K -31,909 Closed
Lido Advisors
41
Lido Advisors
California
– -$177K -15,000 Closed
VWA
42
V Wealth Advisors
Kansas
– -$24K -2,000 Closed
DADC
43
D.A. Davidson & Co
Montana
– -$11K -1,000 Closed
1
2

PFL Hedge Fund Activity: Q3 2017 in Review

37 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2017, worth a combined $43.4M — up 7% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PFL and 4 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.42M. The largest seller was Sit Investment Associates, cutting an estimated $1.01M.

  • 37 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2017, down from 39 in Q2 2017.
  • Funds reported $43.4M of PIMCO Income Strategy Fund stock for Q3 2017, up 7% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2017 and 6 closed out, a net change of -2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2017 was Royal Bank of Canada, an estimated $1.42M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2017 was Sit Investment Associates, an estimated $1.01M sold.

Based on aggregated 13F filings for Q3 2017.