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PFL

PIMCO Income Strategy Fund
PFL

49 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

11% more funds holding

Funds holding: 44 → 49 (+5)

0.34% more ownership

Funds ownership: 17.97% → 18.31% (+0.34%)

0% more capital invested

Capital invested by funds: $49M → $49M (+$567)

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
16
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$3.11M
2
LCM
Laurion Capital Management
New York
+$1.5M
3
Creative Planning
Creative Planning
Kansas
+$476K
4
SRC
Shufro Rose & Co
New York
+$442K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$304K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$3.79M
2
NPC
National Planning Corporation
California
-$1.45M
3
HK
Horizon Kinetics
New York
-$1.12M
4
GC
Guggenheim Capital
Illinois
-$550K
5
VKH
Virtu KCG Holdings
New York
-$228K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$289K +$25.6K +2,473 +10%
RJA
27
Raymond James & Associates
Florida
$281K +$275K +26,543 New
ICOA
28
Investment Centers of America
North Dakota
$183K +$218 +21 +0.1%
DA
29
Doliver Advisors
Texas
$178K +$174K +16,808 New
RJFSA
30
Raymond James Financial Services Advisors
Florida
$126K – – –
BBA
31
BLB&B Advisors
Pennsylvania
$119K +$104 +10 +0.1%
MFS
32
MSI Financial Services
Massachusetts
$118K -$32.9K -3,176 -22%
Squarepoint
33
Squarepoint
New York
$114K +$112K +10,800 New
CA
34
Cetera Advisors
Colorado
$109K -$64.7K -6,250 -38%
CA
35
Cornerstone Advisory
Maryland
$108K +$590 +57 +0.6%
IA
36
IFP Advisors
Florida
$90K +$63.9K +6,170 +259%
SFS
37
Sowell Financial Services
Arkansas
$84K +$80.3K +7,755 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$43K – – –
CG
39
Cutler Group
California
$38K – – –
US Bancorp
40
US Bancorp
Minnesota
$35K – – –
BFEC
41
Benjamin F. Edwards & Company
Missouri
$22K – – –
WA
42
WFG Advisors
Texas
$21K +$21K +2,024 New
AIM
43
Acrospire Investment Management
Illinois
$18K +$17.6K +1,700 New
DADC
44
D.A. Davidson & Co
Montana
$10K – – –
GWM
45
Geneos Wealth Management
Colorado
$5K – – –
IF
46
Ironwood Financial
Arizona
$5K – – –
PCM
47
Penserra Capital Management
California
$4K +$466 +45 +12%
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$3K – – –
OCM
49
Oakview Capital Management
Texas
$1K +$1.04K +100 New
VKH
50
Virtu KCG Holdings
New York
– -$228K -21,293 Closed
1
2
3

PFL Hedge Fund Activity: Q4 2016 in Review

49 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2016, worth a combined $49M — up 0% from $49M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFL positions and 4 closed out — a net gain of 5 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.11M. The largest seller was Sit Investment Associates, cutting an estimated $3.79M.

  • 49 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $49M of PIMCO Income Strategy Fund stock for Q4 2016, up 0% quarter-over-quarter.
  • 9 funds opened new PIMCO Income Strategy Fund positions in Q4 2016 and 4 closed out, a net change of +5 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2016 was Shaker Financial Services, an estimated $3.11M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2016 was Sit Investment Associates, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2016.