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PFL

PIMCO Income Strategy Fund
PFL

44 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3% less capital invested

Capital invested by funds: $50.3M → $49M (-$1.33M)

1.21% less ownership

Funds ownership: 19.18% → 17.97% (-1.2%)

2% less funds holding

Funds holding: 45 → 44 (-1)

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Laurion Capital Management
New York
+$1.72M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$246K
3
SFS
Shaker Financial Services
Virginia
+$225K
4
VKH
Virtu KCG Holdings
New York
+$224K
5
Creative Planning
Creative Planning
Kansas
+$200K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$2.61M
2
GC
Guggenheim Capital
Illinois
-$1.04M
3
CRC
Curi RMB Capital
Illinois
-$826K
4
Invesco
Invesco
Georgia
-$821K
5
HK
Horizon Kinetics
New York
-$673K
Name Holding Trade Value Shares
Change 		Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$228K +$224K +21,293 New
ICOA
27
Investment Centers of America
North Dakota
$184K +$181K +17,207 New
LCM
28
Landscape Capital Management
New Jersey
$177K – – –
CA
29
Cetera Advisors
Colorado
$176K -$10.5K -1,000 -6%
MFS
30
MSI Financial Services
Massachusetts
$153K -$77.8K -7,405 -34%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$128K -$14K -1,331 -10%
BBA
32
BLB&B Advisors
Pennsylvania
$121K +$105 +10 +0.1%
CA
33
Cornerstone Advisory
Maryland
$108K -$609 -58 -0.6%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$44K – – –
CG
35
Cutler Group
California
$38K – – –
US Bancorp
36
US Bancorp
Minnesota
$36K -$2.47K -235 -7%
CAPTRUST Financial Advisors
37
CAPTRUST Financial Advisors
North Carolina
$31K -$10.5K -1,000 -25%
IA
38
IFP Advisors
Florida
$25K +$10.8K +1,030 +76%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$22K +$7.35K +700 +50%
DADC
40
D.A. Davidson & Co
Montana
$10K – – –
GWM
41
Geneos Wealth Management
Colorado
$5K – – –
IF
42
Ironwood Financial
Arizona
$5K – – –
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$3K – – –
IWMPD
44
Integrated Wealth Management (Palm Desert)
California
$3K – – –
PCM
45
Penserra Capital Management
California
$3K +$945 +90 +33%
CRC
46
Curi RMB Capital
Illinois
– -$826K -80,471 Closed
TJHA
47
Thomas J. Herzfeld Advisors
Florida
– -$180K -17,520 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$10K -960 Closed
Citigroup
49
Citigroup
New York
– -$10K -945 Closed
1
2

PFL Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2016, worth a combined $49M — down 2.7% from $50.3M a quarter earlier.

Fund positioning in PFL was balanced in Q3 2016: 4 funds opened new positions, 4 closed out, 15 added to existing stakes and 13 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $1.72M. The largest seller was Sit Investment Associates, cutting an estimated $2.61M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2016, down from 45 in Q2 2016.
  • Funds reported $49M of PIMCO Income Strategy Fund stock for Q3 2016, down 2.7% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2016 and 4 closed out, a net change of 0 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2016 was Laurion Capital Management, an estimated $1.72M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2016 was Sit Investment Associates, an estimated $2.61M sold.

Based on aggregated 13F filings for Q3 2016.