PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Laurion Capital Management
New York
$1.75M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
$1.05M
3
SFS
Shaker Financial Services
Virginia
$229K
4
VKH
Virtu KCG Holdings
New York
$228K
5
Creative Planning
Creative Planning
Kansas
$2.06M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
$10.3M
2
GC
Guggenheim Capital
Illinois
$1.65M
3
Invesco
Invesco
Georgia
$2.5M
4
CRC
Curi RMB Capital
Illinois
$0
5
HK
Horizon Kinetics
New York
$5.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
VKH
26
Virtu KCG Holdings
New York
$228K +$228K +21,293 New
ICOA
27
Investment Centers of America
North Dakota
$184K +$184K +17,207 New
LCM
28
Landscape Capital Management
New Jersey
$177K – – –
CA
29
Cetera Advisors
Colorado
$176K -$10.6K -1,000 -6%
MFS
30
MSI Financial Services
Massachusetts
$153K -$79K -7,405 -34%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$128K -$14.3K -1,331 -10%
BBA
32
BLB&B Advisors
Pennsylvania
$121K +$107 +10 +0.1%
CA
33
Cornerstone Advisory
Maryland
$108K -$617 -58 -0.6%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$44K – – –
CG
35
Cutler Group
California
$38K – – –
US Bancorp
36
US Bancorp
Minnesota
$36K -$2.51K -235 -7%
CAPTRUST Financial Advisors
37
CAPTRUST Financial Advisors
North Carolina
$31K -$10.3K -1,000 -25%
IA
38
IFP Advisors
Florida
$25K +$10.8K +1,030 +76%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$22K +$7.36K +700 +50%
DADC
40
D.A. Davidson & Co
Montana
$10K – – –
IF
41
Ironwood Financial
Arizona
$5K – – –
GWM
42
Geneos Wealth Management
Colorado
$5K – – –
IWM
43
Integrated Wealth Management
California
$3K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$3K – – –
PCM
45
Penserra Capital Management
California
$3K +$748 +90 +33%
CRC
46
Curi RMB Capital
Illinois
– -$826K -80,471 Closed
TJHA
47
Thomas J. Herzfeld Advisors
Florida
– -$180K -17,520 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– -$10K -960 Closed
Citigroup
49
Citigroup
New York
– -$10K -945 Closed
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