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PFL

PIMCO Income Strategy Fund

47 hedge funds and large institutions have $34.3M invested in PIMCO Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.04% less ownership

Funds ownership: 13.6%10.56% (-3%)

11% less funds holding

Funds holding: 5347 (-6)

17% less capital invested

Capital invested by funds: $41.2M → $34.3M (-$6.9M)

43% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 23

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6.21M

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
1.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
23
Closed
10
Calls
Puts
$6.21M
Net Calls
-$6.21M
Net Calls Change
-$6.21M
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$241K -$80.7K -7,000 -24%
BBA
27
BLB&B Advisors
Pennsylvania
$219K +$3.53K +306 +2%
NAM
28
NTV Asset Management
West Virginia
$204K -$33.8K -2,937 -14%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$193K +$9.31K +808 +5%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$164K +$13.9K +1,209 +9%
WA
31
WESPAC Advisors
California
$131K -$3.11K -270 -2%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$117K +$116K +10,075 New
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$105K -$6.91K -600 -6%
Ameriprise
34
Ameriprise
Minnesota
$94K
BRWA
35
B. Riley Wealth Advisors
Florida
$93K
BFEC
36
Benjamin F. Edwards & Company
Missouri
$73K
S
37
SignatureFD
Georgia
$59K +$58.5K +5,075 New
TRCT
38
Tower Research Capital (TRC)
New York
$45K +$32.2K +2,796 +251%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$36K -$49.8K -4,320 -58%
Citigroup
40
Citigroup
New York
$35K +$10.1K +877 +40%
AIG
41
American International Group
New York
$27.1K -$4.86K -422 -15%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$27K -$8.07K -700 -23%
TFA
43
Transamerica Financial Advisors
Florida
$25K -$57.6K -5,000 -70%
NES
44
New England Securities
New York
$19K
US Bancorp
45
US Bancorp
Minnesota
$15K +$15K +1,300 New
FFC
46
First Financial Corp
Indiana
$14K
SFSIG
47
San Francisco Sentry Investment Group
California
$12K
Deutsche Bank
48
Deutsche Bank
Germany
$4K +$4.61K +400 New
RJA
49
Raymond James & Associates
Florida
-$1.52M -126,800 Closed
SFS
50
Shaker Financial Services
Virginia
-$432K -36,139 Closed

PFL Hedge Fund Activity: Q3 2013 in Review

47 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2013, worth a combined $34.3M — down 17% from $41.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PFL and 4 opened new positions — a net loss of 6 holders — while 23 trimmed existing stakes and 13 added.

The largest buyer was MSI Financial Services, adding an estimated $851K. The largest seller was Horizon Kinetics, cutting an estimated $5.36M.

  • 47 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2013, down from 53 in Q2 2013.
  • Funds reported $34.3M of PIMCO Income Strategy Fund stock for Q3 2013, down 17% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2013 and 10 closed out, a net change of -6 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2013 was MSI Financial Services, an estimated $851K added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2013 was Horizon Kinetics, an estimated $5.36M sold.

Based on aggregated 13F filings for Q3 2013.