PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

47 hedge funds and large institutions have $34.3M invested in PIMCO Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 23 reducing their positions, and 10 closing their positions.

Holders
47
Holders Change
-6
Holders Change %
-11.32%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
23
Closed
10
Calls
–
Puts
$6.21M
Net Calls
-$6.21M
Net Calls Change
-$6.21M

Top Buyers

1
MFS
1
MSI Financial Services
Massachusetts
$859K
2
Nuveen Asset Management
2
Nuveen Asset Management
Illinois
$2.71M
3
GC
3
Guggenheim Capital
Illinois
$829K
4
BTS
4
BB&T Securities
Virginia
$3.31M
5
Wells Fargo
5
Wells Fargo
California
$1.04M

Top Sellers

1
HK
1
Horizon Kinetics
New York
$355K
2
RJA
2
Raymond James & Associates
Florida
$0
3
Bank of America
3
Bank of America
North Carolina
$1.38M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.23M
5
RCM
5
Rivernorth Capital Management
Florida
$7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
26
Barclays
United Kingdom
$241K -$77K -7,000 -24%
BBA
27
BLB&B Advisors
Pennsylvania
$219K +$3.54K +306 +2%
NAM
28
NTV Asset Management
West Virginia
$204K -$33.9K -2,937 -14%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$193K +$9.36K +808 +5%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$164K +$14K +1,209 +9%
WA
31
WESPAC Advisors
California
$131K -$3.12K -270 -2%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$117K +$117K +10,075 New
CAPTRUST Financial Advisors
33
CAPTRUST Financial Advisors
North Carolina
$105K -$6.92K -600 -6%
Ameriprise
34
Ameriprise
Minnesota
$94K – – –
BRWA
35
B. Riley Wealth Advisors
Florida
$93K – – –
BFEC
36
Benjamin F. Edwards & Company
Missouri
$73K – – –
S
37
SignatureFD
Georgia
$59K +$59K +5,075 New
TRCT
38
Tower Research Capital (TRC)
New York
$45K +$32.2K +2,796 +251%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$36K -$50.2K -4,320 -58%
Citigroup
40
Citigroup
New York
$35K +$10.1K +877 +40%
AIG
41
American International Group
New York
$27.1K -$4.88K -422 -15%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$27K -$8.22K -700 -23%
TFA
43
Transamerica Financial Advisors
Florida
$25K -$58.8K -5,000 -70%
NES
44
New England Securities
New York
$19K – – –
US Bancorp
45
US Bancorp
Minnesota
$15K +$15K +1,300 New
FFC
46
First Financial Corp
Indiana
$14K – – –
SFSIG
47
San Francisco Sentry Investment Group
California
$12K – – –
Deutsche Bank
48
Deutsche Bank
Germany
$4K +$4K +400 New
RJA
49
Raymond James & Associates
Florida
– -$1.52M -126,800 Closed
SFS
50
Shaker Financial Services
Virginia
– -$432K -36,139 Closed
1
2
3