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PCF

High Income Securities Fund
PCF

38 hedge funds and large institutions have $44.2M invested in High Income Securities Fund in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 13 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 1

681% more capital invested

Capital invested by funds: $5.66M → $44.2M (+$38.5M)

325% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 4

47% more ownership

Funds ownership: 6.81% → 53.81% (+47%)

46% more funds holding

Funds holding: 26 → 38 (+12)

Holders
38
Holders Change
+12
Holders Change %
+46.15%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
13
Reduced
1
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$9.17M
2
SIA
Sit Investment Associates
Minnesota
+$8.67M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$7.09M
4
BI
Bulldog Investors
New Jersey
+$4.2M
5
RCM
Rivernorth Capital Management
Florida
+$3.87M

Top Sellers

Rank Fund Capital Flow
1
BFM
Boothbay Fund Management
New York
-$657K
2
KAS
Kestra Advisory Services
Texas
-$298K
3
SWM
SeaCrest Wealth Management
New York
-$147K
4
KOMWMG
Kerntke Otto McGlone Wealth Management Group
Wisconsin
-$102K
5
FIA
FNY Investment Advisers
New York
-$26K
Name Holding Trade Value Shares
Change 		Change in
Stake
DA
26
Detalus Advisors
Missouri
$103K +$104K +11,892 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$103K +$105K +12,019 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$61K +$19.3K +2,213 +46%
WAM
29
Wolverine Asset Management
Illinois
$59K +$60K +6,862 New
WC
30
Winmill & Co
New York
$56K +$28.3K +3,240 +100%
CA
31
CoreCap Advisors
Michigan
$38K +$38.2K +4,375 New
MFA
32
McClarren Financial Advisors
Pennsylvania
$28K +$743 +85 +3%
UBS Group
33
UBS Group
Switzerland
$18K +$14.6K +1,675 +409%
BWA
34
BDO Wealth Advisors
Florida
$14K – – –
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
US Bancorp
36
US Bancorp
Minnesota
$6K – – –
TFGT
37
TS Financial Group (TSFG)
Illinois
$2K – – –
BFM
38
Boothbay Fund Management
New York
– -$657K -75,000 Closed
KAS
39
Kestra Advisory Services
Texas
– -$298K -34,053 Closed
KOMWMG
40
Kerntke Otto McGlone Wealth Management Group
Wisconsin
– -$102K -11,591 Closed
FIA
41
FNY Investment Advisers
New York
– -$26K -3,000 Closed
TRCT
42
Tower Research Capital (TRC)
New York
– +$17 +2 New
1
2

PCF Hedge Fund Activity: Q4 2021 in Review

38 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q4 2021, worth a combined $44.2M — up 681% from $5.66M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PCF positions and 4 closed out — a net gain of 13 holders — while 13 added to existing stakes and 1 trimmed.

The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $9.17M. The largest seller was Boothbay Fund Management, exiting entirely with an estimated $657K sold.

  • 38 institutional investors held High Income Securities Fund (PCF) as of Q4 2021, up from 26 in Q3 2021.
  • Funds reported $44.2M of High Income Securities Fund stock for Q4 2021, up 681% quarter-over-quarter.
  • 17 funds opened new High Income Securities Fund positions in Q4 2021 and 4 closed out, a net change of +13 holders.
  • The largest High Income Securities Fund buyer in Q4 2021 was Cetera Investment Advisers, an estimated $9.17M added.
  • The largest High Income Securities Fund seller in Q4 2021 was Boothbay Fund Management, an estimated $657K sold.

Based on aggregated 13F filings for Q4 2021.