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PCF

High Income Securities Fund
PCF

32 hedge funds and large institutions have $50.9M invested in High Income Securities Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $50M → $50.9M (+$852K)

0.03% more ownership

Funds ownership: 41.42% → 41.45% (+0.03%)

0% more funds holding

Funds holding: 32 → 32 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

73% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 11

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
3
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$10.5M
2
RCM
Rivernorth Capital Management
Florida
+$6.75M
3
IA
Icon Advisers
Colorado
+$3.65M
4
CCP
Clough Capital Partners
Massachusetts
+$380K
5
WAM
Wolverine Asset Management
Illinois
+$243K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$14.6M
2
GC
Guggenheim Capital
Illinois
-$2.52M
3
Walleye Trading
Walleye Trading
New York
-$2.11M
4
BI
Bulldog Investors
New Jersey
-$852K
5
Ameriprise
Ameriprise
Minnesota
-$308K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
26
Quad-Cities Investment Group
Iowa
$16K – – –
CFGS
27
Concourse Financial Group Securities
Alabama
$13K +$13.2K +1,400 New
VFA
28
Valeo Financial Advisors
Indiana
$7K – – –
AIM
29
Anchor Investment Management
South Carolina
$4.68K – – –
SWP
30
Stratos Wealth Partners
Ohio
$4K +$4.41K +468 New
IA
31
IFP Advisors
Florida
$2K – – –
AG
32
Advisor Group
Arizona
$1K -$27.3K -2,900 -98%
SIA
33
Sit Investment Associates
Minnesota
– -$14.6M -1,570,064 Closed
GC
34
Guggenheim Capital
Illinois
– -$2.52M -270,169 Closed
Walleye Trading
35
Walleye Trading
New York
– -$2.11M -226,254 Closed
Ameriprise
36
Ameriprise
Minnesota
– -$308K -32,995 Closed
CRC
37
Curi RMB Capital
Illinois
– -$195K -20,908 Closed
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
– -$143K -15,324 Closed
DA
39
Doliver Advisors
Texas
– -$107K -11,454 Closed
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
– -$98K -10,463 Closed
APA
41
American Portfolios Advisors
New York
– -$4.67K -500 Closed
Fidelity Investments
42
Fidelity Investments
Massachusetts
– +$9 +1 New
1
2

PCF Hedge Fund Activity: Q3 2018 in Review

32 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2018, worth a combined $50.9M — up 1.7% from $50M a quarter earlier.

Fund positioning in PCF was balanced in Q3 2018: 9 funds opened new positions, 9 closed out, 3 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $10.5M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $14.6M sold.

  • 32 institutional investors held High Income Securities Fund (PCF) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $50.9M of High Income Securities Fund stock for Q3 2018, up 1.7% quarter-over-quarter.
  • 9 funds opened new High Income Securities Fund positions in Q3 2018 and 9 closed out, a net change of 0 holders.
  • The largest High Income Securities Fund buyer in Q3 2018 was Karpus Investment Management, an estimated $10.5M added.
  • The largest High Income Securities Fund seller in Q3 2018 was Sit Investment Associates, an estimated $14.6M sold.

Based on aggregated 13F filings for Q3 2018.