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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LFAS
51
Level Four Advisory Services
Texas
$226K +$239K +11,387 New
GAA
52
Global Assets Advisory
Florida
$219K
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$213K +$1.49K +71 +0.7%
DC
54
Davenport & Co
Virginia
$200K -$3.14K -150 -1%
NA
55
NewEdge Advisors
Louisiana
$187K +$3.88K +185 +2%
Comerica Bank
56
Comerica Bank
Texas
$185K +$195K +9,322 New
MA
57
Montag & Associates
Georgia
$106K
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$105K
WWM
59
Wolff Wiese Magana
California
$84.5K
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$45K
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$42.2K -$2.33K -111 -5%
VWM
62
Venturi Wealth Management
Texas
$35.2K
CWM
63
Cedar Wealth Management
California
$29.8K
EC
64
Elequin Capital
New York
$27.2K +$28.6K +1,366 New
TFGT
65
TS Financial Group (TSFG)
Illinois
$15K
WIM
66
Westside Investment Management
California
$6.96K
BFEC
67
Benjamin F. Edwards & Company
Missouri
$6K
SFCL
68
Strengthening Families & Communities LLC
Massachusetts
$5K +$126 +6 +3%
VAG
69
VisionPoint Advisory Group
Texas
$3.98K
GWM
70
Geneos Wealth Management
Colorado
$2.98K
HCM
71
Hollencrest Capital Management
California
$1.31K
PIWA
72
Prevail Innovative Wealth Advisors
Kansas
-$306K -14,445 Closed
XF
73
XML Financial
Maryland
-$246K -11,641 Closed
TC
74
Telemus Capital
Michigan
-$200K -9,465 Closed
TFP
75
Tilia Fiduciary Partners
North Carolina
-$97.7K -4,619 Closed