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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LWAC
51
Laurel Wealth Advisors (California)
California
$307K +$5.5K +179 +2%
SWM
52
Silverlake Wealth Management
Vermont
$298K +$304K +9,890 New
IWC
53
Integrated Wealth Concepts
Massachusetts
$293K
GLLW
54
Graves Light Lenhart Wealth
Virginia
$285K
Baird Financial Group
55
Baird Financial Group
Wisconsin
$267K +$273K +8,871 New
DWM
56
Dakota Wealth Management
Florida
$242K -$27.8K -905 -10%
PCM
57
Parsons Capital Management
Rhode Island
$241K
Koshinski Asset Management
58
Koshinski Asset Management
Illinois
$234K
SVWAG
59
Sound View Wealth Advisors Group
Georgia
$214K
KWM
60
Kingsview Wealth Management
Oregon
$212K
WI
61
Wintrust Investments
Illinois
$209K +$213K +6,946 New
CAN
62
Cetera Advisor Networks
California
$208K
HWAM
63
Hennion & Walsh Asset Management
New Jersey
$206K -$8.97K -292 -4%
BWM
64
Birchcreek Wealth Management
Ohio
$206K +$211K +6,850 New
BAM
65
Belpointe Asset Management
Nevada
$204K
VVP
66
Venture Visionary Partners
Ohio
$202K +$206K +6,714 New
LWP
67
Lumature Wealth Partners
Georgia
$181K
BBPWM
68
Blue Bell Private Wealth Management
Pennsylvania
$144K +$147K +4,786 New
TFP
69
Tilia Fiduciary Partners
North Carolina
$139K +$142K +4,619 New
WWM
70
Wolff Wiese Magana
California
$128K
Fifth Third Bancorp
71
Fifth Third Bancorp
Ohio
$74K
FPWM
72
FSB Premier Wealth Management
Iowa
$61K +$62.2K +2,025 New
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
$54K -$6.18K -201 -10%
GWM
74
Geneos Wealth Management
Colorado
$53K
CWM
75
Cedar Wealth Management
California
$51K