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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HWAM
51
Hennion & Walsh Asset Management
New Jersey
$210K +$213 +7 +0.1%
SVWAG
52
Sound View Wealth Advisors Group
Georgia
$209K
T
53
TNF
Montana
$208K +$208K +6,843 New
KWM
54
Kingsview Wealth Management
Oregon
$207K -$30.4K -1,000 -12%
CAN
55
Cetera Advisor Networks
California
$203K +$209K +6,895 New
BAM
56
Belpointe Asset Management
Nevada
$199K
LWP
57
Lumature Wealth Partners
Georgia
$177K
WWM
58
Wolff Wiese Magana
California
$125K
Fifth Third Bancorp
59
Fifth Third Bancorp
Ohio
$72K
HI
60
Harbour Investments
Wisconsin
$67K
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$58K -$6.22K -205 -9%
FIA
62
FNY Investment Advisers
New York
$58K
GWM
63
Geneos Wealth Management
Colorado
$52K
CWM
64
Cedar Wealth Management
California
$50K
EVM
65
Eaton Vance Management
Massachusetts
$47K
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$43K -$12.1K -400 -22%
APA
67
American Portfolios Advisors
New York
$35.9K +$182 +6 +0.5%
AA
68
Ancora Advisors
Ohio
$28K
TFGT
69
TS Financial Group (TSFG)
Illinois
$22K
CCA
70
Column Capital Advisors
Indiana
$10K -$32.8K -1,080 -77%
BFEC
71
Benjamin F. Edwards & Company
Missouri
$10K -$2.85K -94 -21%
ACM
72
Anfield Capital Management
California
-$1.84M -60,951 Closed
VF
73
Virtu Financial
New York
-$308K -10,175 Closed
AA
74
AQR Arbitrage
Connecticut
-$281K -9,304 Closed
CAN
75
Claraphi Advisory Network
United States
-$212K -7,001 Closed