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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCM
51
Parsons Capital Management
Rhode Island
$242K
HWAM
52
Hennion & Walsh Asset Management
New Jersey
$215K -$4.82K -166 -2%
SVWAG
53
Sound View Wealth Advisors Group
Georgia
$215K +$206K +7,099 New
CAN
54
Claraphi Advisory Network
United States
$212K +$203K +7,001 New
BAM
55
Belpointe Asset Management
Nevada
$205K -$14.5K -500 -7%
VVP
56
Venture Visionary Partners
Ohio
$203K +$195K +6,714 New
LWP
57
Lumature Wealth Partners
Georgia
$181K
WWM
58
Wolff Wiese Magana
California
$128K
PB
59
Pinnacle Bancorp
Nebraska
$81K
Fifth Third Bancorp
60
Fifth Third Bancorp
Ohio
$74K -$6.42K -221 -8%
HI
61
Harbour Investments
Wisconsin
$69K +$10.2K +350 +18%
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$66K
FIA
63
FNY Investment Advisers
New York
$60K +$58.1K +2,000 New
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$56K +$24.7K +850 +85%
GWM
65
Geneos Wealth Management
Colorado
$53K
CWM
66
Cedar Wealth Management
California
$51K
EVM
67
Eaton Vance Management
Massachusetts
$49K +$24.1K +831 +107%
CCA
68
Column Capital Advisors
Indiana
$43K -$41.8K -1,440 -51%
APA
69
American Portfolios Advisors
New York
$36.6K +$174 +6 +0.5%
AA
70
Ancora Advisors
Ohio
$29K
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$24K
TFGT
72
TS Financial Group (TSFG)
Illinois
$23K
CFD
73
Creative Financial Designs
Indiana
$17K +$16K +550 New
WP
74
WealthShield Partners
North Carolina
$13K +$145 +5 +1%
BFEC
75
Benjamin F. Edwards & Company
Missouri
$13K +$11.5K +396 +921%