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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$235K
PCM
52
Parsons Capital Management
Rhode Island
$224K
HWAM
53
Hennion & Walsh Asset Management
New Jersey
$204K +$207K +7,280 New
BAM
54
Belpointe Asset Management
Nevada
$203K
LWP
55
Lumature Wealth Partners
Georgia
$168K +$170K +6,000 New
WWM
56
Wolff Wiese Magana
California
$119K
MA
57
MUFG Americas
New York
$84K +$85.2K +3,000 New
CCA
58
Column Capital Advisors
Indiana
$80K -$95.3K -3,353 -54%
Fifth Third Bancorp
59
Fifth Third Bancorp
Ohio
$75K -$6.51K -229 -8%
PB
60
Pinnacle Bancorp
Nebraska
$75K
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$61K
HI
62
Harbour Investments
Wisconsin
$54K +$54.6K +1,922 New
GWM
63
Geneos Wealth Management
Colorado
$51K
VWM
64
Venturi Wealth Management
Texas
$50K +$50.2K +1,768 New
CWM
65
Cedar Wealth Management
California
$47K
VBCG
66
Valley Brook Capital Group
Pennsylvania
$42K
APA
67
American Portfolios Advisors
New York
$33.8K +$511 +18 +2%
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$28K -$9.23K -325 -25%
AA
69
Ancora Advisors
Ohio
$27K
Carson Wealth (CWM LLC)
70
Carson Wealth (CWM LLC)
Nebraska
$24K
WAP
71
Wealthcare Advisory Partners
Pennsylvania
$22K +$21.9K +770 New
EVM
72
Eaton Vance Management
Massachusetts
$22K +$22.1K +779 New
TFGT
73
TS Financial Group (TSFG)
Illinois
$21K
WP
74
WealthShield Partners
North Carolina
$12K +$12.2K +429 New
WCM
75
Wealthcare Capital Management
Virginia
$3K +$3.27K +115 New