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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SVWAG
51
Sound View Wealth Advisors Group
Georgia
$201K +$188K +7,099 New
CCA
52
Column Capital Advisors
Indiana
$175K
WWM
53
Wolff Wiese Magana
California
$120K +$112K +4,248 New
Fifth Third Bancorp
54
Fifth Third Bancorp
Ohio
$82K +$11.9K +450 +18%
PB
55
Pinnacle Bancorp
Nebraska
$75K
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$62K +$27.2K +1,028 +87%
GWM
57
Geneos Wealth Management
Colorado
$48K -$3.96K -150 -8%
CWM
58
Cedar Wealth Management
California
$48K
VBCG
59
Valley Brook Capital Group
Pennsylvania
$42K +$39.8K +1,508 New
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$37K +$8.59K +325 +33%
APA
61
American Portfolios Advisors
New York
$33.6K
AA
62
Ancora Advisors
Ohio
$27K -$4.38K -166 -15%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$24K
FIA
64
FNY Investment Advisers
New York
$22K +$21.1K +800 New
TFGT
65
TS Financial Group (TSFG)
Illinois
$21K
Bank of Montreal
66
Bank of Montreal
Ontario, Canada
$20K +$18.5K +700 New
TPWA
67
TRUE Private Wealth Advisors
Oregon
$19K
BWA
68
BDO Wealth Advisors
Florida
$12K
TRCT
69
Tower Research Capital (TRC)
New York
$3K +$2.51K +95 New
CB
70
Community Bank
New York
$2K +$1.74K +66 New
IAIM
71
International Assets Investment Management
Florida
$1K -$291K -11,000 -100%
BFEC
72
Benjamin F. Edwards & Company
Missouri
$1K +$1.14K +43 New
GEM
73
Global Endowment Management
North Carolina
-$1.46M -60,000 Closed
WAM
74
Wolverine Asset Management
Illinois
-$592K -24,404 Closed
CRC
75
Curi RMB Capital
Illinois
-$519K -21,364 Closed