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Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$711K -$270K -11,296 -26%
Ameriprise
27
Ameriprise
Minnesota
$710K +$123K +5,132 +19%
SC
28
Stolper & Co
Oklahoma
$680K +$7.77K +325 +1%
SPIA
29
Steward Partners Investment Advisory
New York
$665K -$25.7K -1,074 -3%
RIL
30
Rothschild Investment LLC
Illinois
$652K -$18.4K -769 -3%
GAA
31
Global Assets Advisory
Florida
$630K +$430K +18,000 +150%
Stifel Financial
32
Stifel Financial
Missouri
$611K +$13.9K +581 +2%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$573K -$8.94K -374 -1%
DADC
34
D.A. Davidson & Co
Montana
$552K -$9.47K -396 -2%
CWM
35
Centurion Wealth Management
Virginia
$539K – – –
CWM
36
Cornerstone Wealth Management
Missouri
$529K +$4.85K +203 +0.9%
Allspring Global Investments
37
Allspring Global Investments
North Carolina
$510K -$431K -18,036 -44%
Truist Financial
38
Truist Financial
North Carolina
$483K – – –
LCM
39
Landscape Capital Management
New Jersey
$480K -$488K -20,413 -48%
LFAS
40
Level Four Advisory Services
Texas
$442K +$55.7K +2,328 +13%
Cetera Investment Advisers
41
Cetera Investment Advisers
Illinois
$415K -$25.1K -1,050 -5%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$361K +$41.2K +1,722 +12%
IFWM
43
Institute for Wealth Management
Colorado
$335K -$3.52K -147 -1%
PI
44
PFG Investments
New York
$328K +$1.15K +48 +0.3%
IAIM
45
International Assets Investment Management
Florida
$280K – – –
RAM
46
Readystate Asset Management
Illinois
$268K +$290K +12,123 New
SA
47
Sanctuary Advisors
Indiana
$262K -$1.66M -69,448 -85%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$256K -$3.85K -161 -1%
WS
49
Wedbush Securities
California
$250K +$18.1K +758 +7%
SCA
50
SMH Capital Advisors
Texas
$236K -$9.06K -379 -3%