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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allspring Global Investments
26
Allspring Global Investments
North Carolina
$1.01M -$3.43M -143,955 -78%
KFGK
27
Keystone Financial Group (Kentucky)
Kentucky
$991K +$1.69K +71 +0.2%
HWAM
28
Hennion & Walsh Asset Management
New Jersey
$856K +$29.2K +1,224 +4%
SPIA
29
Steward Partners Investment Advisory
New York
$768K -$14.8K -619 -2%
SC
30
Stolper & Co
Oklahoma
$750K -$11.5K -483 -2%
RIL
31
Rothschild Investment LLC
Illinois
$745K
Stifel Financial
32
Stifel Financial
Missouri
$666K +$74.6K +3,129 +13%
Ameriprise
33
Ameriprise
Minnesota
$664K -$159K -6,679 -20%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$648K +$9.54K +400 +2%
DADC
35
D.A. Davidson & Co
Montana
$625K +$34.6K +1,450 +6%
CWM
36
Cornerstone Wealth Management
Missouri
$584K +$27.4K +1,148 +5%
CWM
37
Centurion Wealth Management
Virginia
$539K
Truist Financial
38
Truist Financial
North Carolina
$538K +$46.9K +1,966 +10%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$488K -$344K -14,431 -42%
BKA
40
Brick & Kyle Associates
Pennsylvania
$436K -$153K -6,432 -27%
LFAS
41
Level Four Advisory Services
Texas
$436K +$39.3K +1,649 +10%
CIA
42
Concurrent Investment Advisors
Florida
$435K +$421K +17,645 New
IFWM
43
Institute for Wealth Management
Colorado
$377K -$143 -6 -0%
PI
44
PFG Investments
New York
$364K +$15.9K +668 +5%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$359K +$39.9K +1,674 +13%
DWP
46
Daymark Wealth Partners
Ohio
$305K -$23.9K -1,000 -7%
IAIM
47
International Assets Investment Management
Florida
$303K
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$289K +$7.01K +294 +3%
GAA
49
Global Assets Advisory
Florida
$287K
SCA
50
SMH Capital Advisors
Texas
$272K -$7.3K -306 -3%