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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
26
Thrivent Financial for Lutherans
Minnesota
$844K +$6.36K +284 +0.8%
SPIA
27
Steward Partners Investment Advisory
New York
$800K +$20.7K +926 +3%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$778K -$21.2K -945 -3%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$763K +$47.9K +2,137 +7%
HWAM
30
Hennion & Walsh Asset Management
New Jersey
$746K +$83.3K +3,718 +13%
SC
31
Stolper & Co
Oklahoma
$708K +$1.12K +50 +0.2%
RIL
32
Rothschild Investment LLC
Illinois
$689K
Baird Financial Group
33
Baird Financial Group
Wisconsin
$597K -$10.2K -456 -2%
Stifel Financial
34
Stifel Financial
Missouri
$589K -$28.2K -1,260 -5%
CWM
35
Cornerstone Wealth Management
Missouri
$497K -$3.18K -142 -0.7%
DADC
36
D.A. Davidson & Co
Montana
$491K +$50.8K +2,269 +12%
CA
37
Cornerstone Advisors
North Carolina
$476K -$3.74M -167,119 -89%
Truist Financial
38
Truist Financial
North Carolina
$469K
WS
39
Wedbush Securities
California
$376K +$157 +7 +0%
IFWM
40
Institute for Wealth Management
Colorado
$355K -$761 -34 -0.2%
LFAS
41
Level Four Advisory Services
Texas
$328K +$38.4K +1,716 +14%
PI
42
PFG Investments
New York
$327K +$315K +14,065 New
WI
43
Wintrust Investments
Illinois
$326K +$37K +1,650 +13%
DWP
44
Daymark Wealth Partners
Ohio
$311K
IAIM
45
International Assets Investment Management
Florida
$310K +$20.7K +925 +7%
Comerica Bank
46
Comerica Bank
Texas
$295K +$985 +44 +0.3%
SCA
47
SMH Capital Advisors
Texas
$285K -$31.3K -1,396 -10%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$275K +$217K +9,682 +451%
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$264K -$54.5K -2,433 -18%
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$254K +$1.48K +66 +0.6%