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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$666K -$101K -4,572 -13%
Truist Financial
27
Truist Financial
North Carolina
$657K +$642K +29,000 New
BKA
28
Brick & Kyle Associates
Pennsylvania
$636K +$886 +40 +0.1%
SPIA
29
Steward Partners Investment Advisory
New York
$635K +$54.3K +2,450 +10%
LCM
30
Landscape Capital Management
New Jersey
$582K +$569K +25,687 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$516K +$78.6K +3,548 +18%
IFWM
32
Institute for Wealth Management
Colorado
$465K
ASN
33
Advisory Services Network
Georgia
$275K +$8.79K +397 +3%
WS
34
Wedbush Securities
California
$271K +$50.1K +2,263 +23%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$265K -$23.8K -1,076 -8%
DC
36
Davenport & Co
Virginia
$261K
CWM
37
Cornerstone Wealth Management
Missouri
$260K -$28K -1,262 -10%
LWAC
38
Laurel Wealth Advisors (California)
California
$237K -$5.21K -235 -2%
MA
39
MONECO Advisors
Connecticut
$221K -$10.2K -462 -5%
CAN
40
Claraphi Advisory Network
United States
$218K +$214K +9,640 New
GLLW
41
Graves Light Lenhart Wealth
Virginia
$214K
Citigroup
42
Citigroup
New York
$198K +$44 +2 +0%
BAM
43
Belpointe Asset Management
Nevada
$177K +$22.2K +1,000 +15%
RIA
44
Realta Investment Advisors
Delaware
$90K
PB
45
Pinnacle Bancorp
Nebraska
$60K
NFG
46
Next Financial Group
Texas
$50K
FIA
47
FNY Investment Advisers
New York
$50K +$49.6K +2,237 New
BFEC
48
Benjamin F. Edwards & Company
Missouri
$45K -$14.5K -656 -25%
GWM
49
Geneos Wealth Management
Colorado
$43K
CWM
50
Cedar Wealth Management
California
$38K