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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BKA
26
Brick & Kyle Associates
Pennsylvania
$585K +$893 +41 +0.2%
Ameriprise
27
Ameriprise
Minnesota
$567K +$68.6K +3,148 +14%
SPIA
28
Steward Partners Investment Advisory
New York
$552K +$134K +6,166 +32%
IFWM
29
Institute for Wealth Management
Colorado
$443K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$415K -$29.6K -1,360 -7%
CWM
31
Cornerstone Wealth Management
Missouri
$275K -$16.1K -740 -5%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$275K +$414 +19 +0.1%
ASN
33
Advisory Services Network
Georgia
$255K
DC
34
Davenport & Co
Virginia
$250K
LWAC
35
Laurel Wealth Advisors (California)
California
$231K +$8.56K +393 +4%
MA
36
MONECO Advisors
Connecticut
$210K +$893 +41 +0.4%
WS
37
Wedbush Securities
California
$210K +$212K +9,710 New
GLLW
38
Graves Light Lenhart Wealth
Virginia
$206K +$206K +9,448 New
Citigroup
39
Citigroup
New York
$188K -$32.1K -1,473 -14%
BAM
40
Belpointe Asset Management
Nevada
$147K +$39.2K +1,800 +36%
RIA
41
Realta Investment Advisors
Delaware
$86K
BFEC
42
Benjamin F. Edwards & Company
Missouri
$57K -$3.73K -171 -6%
PB
43
Pinnacle Bancorp
Nebraska
$57K
NFG
44
Next Financial Group
Texas
$47K +$19.6K +900 +69%
GWM
45
Geneos Wealth Management
Colorado
$41K -$10.9K -500 -21%
CWM
46
Cedar Wealth Management
California
$37K
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$29K +$4.36K +200 +18%
WAP
48
Wealthcare Advisory Partners
Pennsylvania
$27K
APA
49
American Portfolios Advisors
New York
$24.4K +$610 +28 +3%
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$24K