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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$503K +$34.9K +1,628 +8%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$447K +$93.9K +4,377 +27%
IFWM
28
Institute for Wealth Management
Colorado
$445K
SPIA
29
Steward Partners Investment Advisory
New York
$421K +$343 +16 +0.1%
SFS
30
Shaker Financial Services
Virginia
$414K +$409K +19,082 New
LCM
31
Landscape Capital Management
New Jersey
$384K +$178K +8,291 +88%
CRC
32
Curi RMB Capital
Illinois
$303K +$299K +13,943 New
CWM
33
Cornerstone Wealth Management
Missouri
$293K -$27.3K -1,273 -9%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$276K +$386 +18 +0.1%
ASN
35
Advisory Services Network
Georgia
$255K +$39.8K +1,856 +19%
DC
36
Davenport & Co
Virginia
$250K -$4.91K -229 -2%
PCM
37
Pointe Capital Management
Michigan
$247K +$622 +29 +0.3%
LWAC
38
Laurel Wealth Advisors (California)
California
$224K
Citigroup
39
Citigroup
New York
$222K +$30.6K +1,428 +16%
Millennium Management
40
Millennium Management
New York
$214K +$212K +9,906 New
MA
41
MONECO Advisors
Connecticut
$211K +$644 +30 +0.3%
BAM
42
Belpointe Asset Management
Nevada
$109K +$108K +5,015 New
RIA
43
Realta Investment Advisors
Delaware
$87K +$85.8K +4,000 New
BFEC
44
Benjamin F. Edwards & Company
Missouri
$61K -$321K -14,965 -84%
PB
45
Pinnacle Bancorp
Nebraska
$58K
GWM
46
Geneos Wealth Management
Colorado
$52K +$3.75K +175 +8%
CWM
47
Cedar Wealth Management
California
$37K
NFG
48
Next Financial Group
Texas
$28K +$27.9K +1,300 New
WAP
49
Wealthcare Advisory Partners
Pennsylvania
$27K
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$25K +$24.2K +1,130 New