NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

51 hedge funds and large institutions have $142M invested in Virtus Equity & Convertible Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
24
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$9.27M
2
RCM
2
Rivernorth Capital Management
Florida
$15.4M
3
AAM
3
Advisors Asset Management
Colorado
$32.3M
4
RCM
4
Robinson Capital Management
Michigan
$3.07M
5
DA
5
Doliver Advisors
Texas
$1.15M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$10.3M
2
LPL Financial
2
LPL Financial
California
$1.93M
3
FAAS
3
First Allied Advisory Services
California
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
SFS
5
Shaker Financial Services
Virginia
$1M
Name Holding Trade Value Shares
Change 		Shares
Change %
WCM
51
Wealthcare Capital Management
Virginia
$2K – – –
FAAS
52
First Allied Advisory Services
California
– -$302K -15,580 Closed
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
– -$270K -13,860 Closed
TRCT
54
Tower Research Capital (TRC)
New York
– -$14K -707 Closed
CCS
55
Crosspoint Capital Strategies
California
– -$13K -646 Closed
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
– -$12K -600 Closed
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