NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

91 hedge funds and large institutions have $209M invested in Virtus Equity & Convertible Income Fund in 2021 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 22 increasing their positions, 22 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+19
Holders Change %
+26.39%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
24
Increased
22
Reduced
22
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.36M
2
RJA
2
Raymond James & Associates
Florida
$10.9M
3
BKA
3
Brick & Kyle Associates
Pennsylvania
$3.01M
4
CCP
4
Clough Capital Partners
Massachusetts
$901K
5
UBS Group
5
UBS Group
Switzerland
$13.2M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$35.4M
2
CA
2
Cornerstone Advisors
North Carolina
$6.06M
3
KIM
3
Karpus Investment Management
New York
$11.8M
4
WAM
4
Wolverine Asset Management
Illinois
$1.32M
5
AAM
5
Advisors Asset Management
Colorado
$18.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
KFGK
26
Keystone Financial Group (Kentucky)
Kentucky
$1.27M +$39.2K +1,300 +3%
SWM
27
Spire Wealth Management
Virginia
$1.27M -$23K -763 -2%
RIL
28
Rothschild Investment LLC
Illinois
$999K -$30.7K -1,019 -3%
Ameriprise
29
Ameriprise
Minnesota
$981K +$104K +3,450 +12%
CCP
30
Clough Capital Partners
Massachusetts
$901K +$901K +29,900 New
SPIA
31
Steward Partners Investment Advisory
New York
$897K – – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$816K +$816K +24,585 New
Truist Financial
33
Truist Financial
North Carolina
$709K -$39.2K -1,300 -5%
XF
34
XML Financial
Maryland
$678K +$42.8K +1,419 +7%
BRWA
35
B. Riley Wealth Advisors
Florida
$656K +$43.4K +1,438 +7%
LCM
36
Landscape Capital Management
New Jersey
$642K +$642K +21,316 New
TC
37
Telemus Capital
Michigan
$639K -$11.4K -380 -2%
Bank of America
38
Bank of America
North Carolina
$631K +$29.7K +984 +5%
CWM
39
Cornerstone Wealth Management
Missouri
$549K -$11.3K -375 -2%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$526K – – –
LPL Financial
41
LPL Financial
California
$511K +$92.1K +3,057 +22%
5L
42
55I LLC
Massachusetts
$504K +$504K +16,719 New
IFWM
43
Institute for Wealth Management
Colorado
$502K -$4.25K -141 -0.8%
WS
44
Wedbush Securities
California
$496K – – –
ASN
45
Advisory Services Network
Georgia
$491K -$2.08K -69 -0.4%
SCA
46
SMH Capital Advisors
Texas
$446K -$24.7K -820 -5%
FF
47
FourThought Financial
Florida
$438K -$61.5K -2,039 -12%
Janney Montgomery Scott
48
Janney Montgomery Scott
Pennsylvania
$395K +$149K +4,936 +60%
DC
49
Davenport & Co
Virginia
$343K -$15.1K -500 -4%
CBT
50
CoreFirst Bank & Trust
Kansas
$320K – – –
1
2
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