NIE

Virtus Equity & Convertible Income Fund
NIE

Overview Fund Activity

56 hedge funds and large institutions have $123M invested in Virtus Equity & Convertible Income Fund in 2018 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
-6
Holders Change %
-9.68%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
25
Reduced
11
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
1
Cornerstone Wealth Management
Missouri
$10.8M
2
GC
2
Guggenheim Capital
Illinois
$19.8M
3
AAM
3
Advisors Asset Management
Colorado
$23.4M
4
PPA
4
Parametric Portfolio Associates
Washington
$3.4M
5
Stifel Financial
5
Stifel Financial
Missouri
$1.51M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$15.1M
4
UBS Group
4
UBS Group
Switzerland
$5.02M
5
MA
5
Mutual Advisors
Nebraska
$204K
Name Holding Trade Value Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
$426K +$132K +5,867 +45%
BFEC
27
Benjamin F. Edwards & Company
Missouri
$413K +$33.8K +1,516 +9%
BC
28
Brinker Capital
Pennsylvania
$356K -$35.3K -1,584 -9%
DC
29
Davenport & Co
Virginia
$329K +$25.1K +1,129 +8%
UWM
30
USAdvisors Wealth Management
Minnesota
$279K +$222 +10 +0.1%
LWAC
31
Laurel Wealth Advisors (California)
California
$276K +$24.1K +1,084 +10%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$275K -$17.5K -788 -6%
HFS
33
HL Financial Services
Kentucky
$266K +$17.8K +801 +7%
SPIA
34
Steward Partners Investment Advisory
New York
$262K +$128K +5,777 +96%
PCM
35
Pointe Capital Management
Michigan
$251K -$16.5K -743 -6%
OC
36
Oppenheimer & Co
New York
$232K +$232K +10,445 New
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$229K +$229K +10,276 New
SKK
38
Shepherd Kaplan Krochuk
Massachusetts
$216K – – –
MA
39
Mutual Advisors
Nebraska
$204K -$599K -26,886 -75%
Citigroup
40
Citigroup
New York
$193K -$26.4K -1,188 -12%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$169K +$42.1K +1,893 +33%
ASN
42
Advisory Services Network
Georgia
$157K +$105K +4,546 +199%
IA
43
IFP Advisors
Florida
$63K +$7.45K +333 +13%
GWM
44
Geneos Wealth Management
Colorado
$55K – – –
CWM
45
Cedar Wealth Management
California
$38K – – –
QCIG
46
Quad-Cities Investment Group
Iowa
$36K +$36K +1,619 New
HNB
47
Huntington National Bank
Ohio
$27K – – –
AWM
48
Aevitas Wealth Management
Massachusetts
$24K +$24K +1,075 New
EWM
49
Edge Wealth Management
New York
$23K – – –
SWM
50
SeaCrest Wealth Management
New York
$17K – – –
1
2
3