JOF

Japan Smaller Capitalization Fund
JOF

Overview Fund Activity

52 hedge funds and large institutions have $202M invested in Japan Smaller Capitalization Fund in 2020 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
52
Holders Change
+8
Holders Change %
+18.18%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
14
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GAMA
1
Graticule Asia Macro Advisors
New York
$4.68M
2
Wells Fargo
2
Wells Fargo
California
$53.2M
3
PHS
3
Pekin Hardy Strauss
Illinois
$1.36M
4
GIM
4
Guild Investment Management
California
$547K
5
SFS
5
Shaker Financial Services
Virginia
$303K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$49.6M
2
BI
2
Bulldog Investors
New Jersey
$1.18M
3
COLIM
3
City of London Investment Management
United Kingdom
$27.1M
4
KIM
4
Karpus Investment Management
New York
$9.08M
5
OMC
5
Oasis Management Company
Cayman Islands
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CCP
26
Cardan Capital Partners
Colorado
$228K 25,246 – –
GC
27
Guggenheim Capital
Illinois
$225K 24,878 +393 +2%
PVWM
28
Point View Wealth Management
New Jersey
$221K 24,461 – –
CL
29
CSS LLC
Illinois
$196K 21,631 -22,000 -50%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$174K 19,245 -8,575 -31%
9WM
31
9258 Wealth Management
Ohio
$141K 15,621 -2,755 -15%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$137K 15,258 -3,310 -18%
Osaic Holdings
33
Osaic Holdings
Arizona
$136K 15,000 – –
DWM
34
Dorchester Wealth Management
Quebec, Canada
$136K 15,000 +15,000 New
FWM
35
Frontier Wealth Management
Missouri
$128K 14,185 – –
ICMP
36
Integrated Capital Management (Pennsylvania)
Pennsylvania
$121K 13,331 +299 +2%
RGC
37
Roberts, Glore & Co
Illinois
$115K 12,783 +1,449 +13%
BCA
38
Bay Colony Advisors
Massachusetts
$90K 10,000 – –
WAM
39
Wolverine Asset Management
Illinois
$69K 7,675 +7,675 New
IAIM
40
International Assets Investment Management
Florida
$52K 5,700 +5,700 New
EWA
41
Evolution Wealth Advisors
Florida
$35K 3,900 – –
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$27.1K 3,000 – –
Deutsche Bank
43
Deutsche Bank
Germany
$22K 2,400 – –
UBS Group
44
UBS Group
Switzerland
$19K 2,057 +57 +3%
AA
45
Ancora Advisors
Ohio
$14K 1,500 – –
FIA
46
FNY Investment Advisers
New York
$13K 1,500 +1,500 New
US Bancorp
47
US Bancorp
Minnesota
$9K 1,000 – –
Barclays
48
Barclays
United Kingdom
$9K 1,000 – –
SPIA
49
Steward Partners Investment Advisory
New York
$8K 900 +900 New
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$3K 321 – –
1
2
3