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JOF

Japan Smaller Capitalization Fund

46 hedge funds and large institutions have $266M invested in Japan Smaller Capitalization Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

9% more capital invested

Capital invested by funds: $244M → $266M (+$22.1M)

7% more funds holding

Funds holding: 4346 (+3)

0.21% less ownership

Funds ownership: 75%74.79% (-0.21%)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
1.15%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
6
Increased
14
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
26
BB&T Securities
Virginia
$211K -$5.43K -450 -3%
Stifel Financial
27
Stifel Financial
Missouri
$203K +$35K +2,900 +23%
GC
28
Gratus Capital
Georgia
$201K -$21.8K -1,805 -10%
DA
29
Doliver Advisors
Texas
$185K +$178K +14,709 New
WS
30
Wedbush Securities
California
$159K
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$157K
WT
32
Washington Trust
Rhode Island
$128K +$123K +10,185 New
WA
33
WealthTrust Axiom
Pennsylvania
$127K
LPL Financial
34
LPL Financial
California
$127K +$123K +10,144 New
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$117K +$22.9K +1,900 +26%
DBT
36
Dubuque Bank & Trust
Iowa
$85K +$11.9K +988 +17%
Cohen & Steers
37
Cohen & Steers
New York
$77K -$869K -71,941 -92%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$69K +$31.5K +2,605 +93%
Citigroup
39
Citigroup
New York
$35K +$33.8K +2,800 New
IA
40
IFP Advisors
Florida
$30K
FIB
41
First Interstate Bank
Montana
$30K +$12.1K +1,000 +71%
PFBT
42
Parkside Financial Bank & Trust
Missouri
$22K
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$17K
Barclays
44
Barclays
United Kingdom
$13K
OMC
45
Oasis Management Company
Cayman Islands
$12K
TRCT
46
Tower Research Capital (TRC)
New York
$2K -$6.75K -559 -76%
AA
47
Ancora Advisors
Ohio
-$161K -14,024 Closed
NA
48
NewEdge Advisors
Louisiana
-$284 -25 Closed

JOF Hedge Fund Activity: Q3 2017 in Review

46 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Japan Smaller Capitalization Fund (JOF) for Q3 2017, worth a combined $266M — up 9.1% from $244M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new JOF positions and 2 closed out — a net gain of 4 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was City of London Investment Management, adding an estimated $3.11M. The largest seller was Barry Investment Advisors, cutting an estimated $1.5M.

  • 46 institutional investors held Japan Smaller Capitalization Fund (JOF) as of Q3 2017, up from 43 in Q2 2017.
  • Funds reported $266M of Japan Smaller Capitalization Fund stock for Q3 2017, up 9.1% quarter-over-quarter.
  • 6 funds opened new Japan Smaller Capitalization Fund positions in Q3 2017 and 2 closed out, a net change of +4 holders.
  • The largest Japan Smaller Capitalization Fund buyer in Q3 2017 was City of London Investment Management, an estimated $3.11M added.
  • The largest Japan Smaller Capitalization Fund seller in Q3 2017 was Barry Investment Advisors, an estimated $1.5M sold.

Based on aggregated 13F filings for Q3 2017.