HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $282M invested in Highland Opportunities and Income Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.66%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
14
Increased
38
Reduced
29
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$14.4M
2
IWM
2
IHT Wealth Management
Illinois
$10.3M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$7.04M
4
Barclays
4
Barclays
United Kingdom
$1.73M
5
Morgan Stanley
5
Morgan Stanley
New York
$49M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$119K
2
RJA
2
Raymond James & Associates
Florida
$455K
3
Millennium Management
3
Millennium Management
New York
$0
4
OCM
4
Oaktree Capital Management
California
$0
5
BPCM
5
Beach Point Capital Management
California
$29.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFD
76
Creative Financial Designs
Indiana
$26K – – –
WAP
77
Wealthcare Advisory Partners
Pennsylvania
$22K +$22K +2,000 New
Citigroup
78
Citigroup
New York
$19K -$6.6K -583 -26%
CAM
79
Costello Asset Management
Pennsylvania
$19K – – –
AWA
80
Arkadios Wealth Advisors
Georgia
$17K +$7.08K +643 +71%
CFGS
81
Concourse Financial Group Securities
Alabama
$13K +$804 +73 +7%
Deutsche Bank
82
Deutsche Bank
Germany
$13K +$13K +1,128 New
TWM
83
Tradition Wealth Management
Minnesota
$11K +$735 +65 +7%
SWM
84
Spire Wealth Management
Virginia
$8K +$8K +758 New
TCM
85
Tradewinds Capital Management
Washington
$6K – – –
JFA
86
JNBA Financial Advisors
Minnesota
$6K +$129 +11 +2%
SIS
87
Sound Income Strategies
Florida
$4.24K – – –
PAM
88
Panagora Asset Management
Massachusetts
$4K +$415 +39 +12%
AA
89
AlphaMark Advisors
Kentucky
$4K +$3K +300 +300%
SFS
90
Sowell Financial Services
Arkansas
$1K – – –
CMA
91
Cedar Mountain Advisors
Oregon
$1K – – –
FI
92
FormulaFolio Investments
Michigan
$1K +$1K +76 New
Millennium Management
93
Millennium Management
New York
– -$4.96M -482,663 Closed
OCM
94
Oaktree Capital Management
California
– -$4.11M -400,000 Closed
OMC
95
Old Mission Capital
Illinois
– -$552K -53,700 Closed
SS
96
Sunbelt Securities
Texas
– -$370K -35,975 Closed
Jane Street
97
Jane Street
New York
– -$302K -29,378 Closed
ASN
98
Advisory Services Network
Georgia
– -$120K -11,704 Closed
GI
99
Gradient Investments
Minnesota
– -$94K -10,998 Closed
MML Investors Services
100
MML Investors Services
Massachusetts
– -$109K -10,573 Closed
1 2 3
4
5