HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $264M invested in Highland Opportunities and Income Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
1.74%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
31
Reduced
34
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BPCM
Beach Point Capital Management
California
+$20.4M
2
Millennium Management
Millennium Management
New York
+$4.96M
3
LPL Financial
LPL Financial
California
+$3.6M
4
MC
Matisse Capital
Oregon
+$3.33M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.29M

Top Sellers

1
DKCM
Davidson Kempner Capital Management
New York
-$15.1M
2
RJA
Raymond James & Associates
Florida
-$12M
3
RCM
Rivernorth Capital Management
Florida
-$9.43M
4
PAIM
Punch & Associates Investment Management
Minnesota
-$8.04M
5
Morgan Stanley
Morgan Stanley
New York
-$4.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
76
Allworth Financial
California
$23K -$7.7K -761 -25%
Citigroup
77
Citigroup
New York
$23K +$427 +42 +2%
APA
78
American Portfolios Advisors
New York
$18.1K +$463 +45 +3%
NFG
79
Next Financial Group
Texas
$18K +$2.63K +255 +17%
CAM
80
Costello Asset Management
Pennsylvania
$17K +$17K +1,673 New
TRCT
81
Tower Research Capital (TRC)
New York
$12K -$19K -1,896 -61%
CWC
82
Carolinas Wealth Consulting
North Carolina
$12K +$12K +1,215 New
CFGS
83
Concourse Financial Group Securities
Alabama
$11K -$47.3K -4,762 -81%
DOA
84
D'Orazio & Associates
Virginia
$11K +$11K +1,108 New
HPC
85
HM Payson & Co
Maine
$10K – – –
BWA
86
BDO Wealth Advisors
Florida
$9K -$31.6K -3,228 -78%
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$9K +$9K +850 New
AWA
88
Arkadios Wealth Advisors
Georgia
$9K +$9K +902 New
TWM
89
Tradition Wealth Management
Minnesota
$9K +$9K +908 New
TCM
90
Tradewinds Capital Management
Washington
$6K – – –
JFA
91
JNBA Financial Advisors
Minnesota
$5K +$5K +500 New
SIS
92
Sound Income Strategies
Florida
$4K – – –
PAM
93
Panagora Asset Management
Massachusetts
$3K -$14.6K -1,640 -83%
VFA
94
Valeo Financial Advisors
Indiana
$2K +$2K +200 New
AA
95
AlphaMark Advisors
Kentucky
$1K – – –
SFS
96
Sowell Financial Services
Arkansas
$1K – – –
CMA
97
Cedar Mountain Advisors
Oregon
$1K – – –
DKCM
98
Davidson Kempner Capital Management
New York
– -$15.1M -1,760,653 Closed
RCM
99
Rivernorth Capital Management
Florida
– -$9.43M -1,097,977 Closed
PAIM
100
Punch & Associates Investment Management
Minnesota
– -$8.04M -935,784 Closed
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4
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