HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

111 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2020 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
2.45%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.18%
New
24
Increased
31
Reduced
37
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
+$9M
2
AWA
Arete Wealth Advisors
Illinois
+$5.22M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$4.86M
4
OCM
Oaktree Capital Management
California
+$4.01M
5
AC
Aristides Capital
Kentucky
+$3.22M

Top Sellers

1
Invesco
Invesco
Georgia
-$8.96M
2
BCIM
Burford Capital Investment Management
Illinois
-$6.91M
3
Public Sector Pension Investment Board (PSP Investments)
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$4M
4
Millennium Management
Millennium Management
New York
-$3.05M
5
Morgan Stanley
Morgan Stanley
New York
-$1.88M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
76
UBS Group
Switzerland
$92K -$9.77K -1,147 -10%
Janney Montgomery Scott
77
Janney Montgomery Scott
Pennsylvania
$92K +$92K +10,825 New
Jane Street
78
Jane Street
New York
$90K -$22.1K -2,605 -20%
CBFP
79
Cedar Brook Financial Partners
Ohio
$90K +$1.66K +194 +2%
QOP
80
Quinn Opportunity Partners
Virginia
$85K – – –
US Bancorp
81
US Bancorp
Minnesota
$71K – – –
Bank of America
82
Bank of America
North Carolina
$38K -$333K -39,022 -90%
AssetMark Inc
83
AssetMark Inc
California
$37K +$37K +4,294 New
Citigroup
84
Citigroup
New York
$35K +$276 +32 +0.8%
AF
85
Allworth Financial
California
$26K – – –
ICA
86
Infrastructure Capital Advisors
New York
$26K +$26K +3,000 New
Deutsche Bank
87
Deutsche Bank
Germany
$22K -$11.7K -1,395 -35%
CFD
88
Creative Financial Designs
Indiana
$20K – – –
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$18K – – –
LC
90
Lindbrook Capital
California
$17K -$25.5K -3,000 -60%
PAM
91
Panagora Asset Management
Massachusetts
$17K +$7.3K +849 +75%
APA
92
American Portfolios Advisors
New York
$13.8K +$128 +15 +0.9%
GRP
93
Global Retirement Partners
California
$13K +$265 +30 +2%
BBPWM
94
Blue Bell Private Wealth Management
Pennsylvania
$12K +$12K +1,377 New
Northwestern Mutual Wealth Management
95
Northwestern Mutual Wealth Management
Wisconsin
$9K +$9K +998 New
HPC
96
HM Payson & Co
Maine
$8K – – –
BWA
97
BDO Wealth Advisors
Florida
$8K – – –
CFGS
98
Concourse Financial Group Securities
Alabama
$7K +$1.89K +214 +37%
HI
99
Hudock Inc
Pennsylvania
$6K – – –
AIC
100
Ameritas Investment Company
Nebraska
$6K +$6K +732 New
1 2 3
4
5