HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $216M invested in Highland Opportunities and Income Fund in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 37 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
37
Reduced
29
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
$8.59M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$4.73M
3
OC
Oppenheimer & Co
New York
$5.89M
4
PCM
Penserra Capital Management
California
$7.39M
5
ACM
Arlington Capital Management
Illinois
$458K

Top Sellers

1
RJA
Raymond James & Associates
Florida
$996K
2
LI
LVZ Inc
Michigan
$0
3
Walleye Capital
Walleye Capital
New York
$0
4
QC
Quantedge Capital
Singapore
$0
5
BI
Bulldog Investors
New Jersey
$3.18M
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
51
Stephens Inc
Arkansas
$294K +$2.26K +250 +0.8%
SC
52
Scotia Capital
Ontario, Canada
$284K +$29.5K +3,265 +12%
MWM
53
Melfa Wealth Management
Massachusetts
$280K +$1.01K +112 +0.4%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$270K -$46.5K -5,148 -15%
AAS
55
Avantax Advisory Services
Texas
$270K +$19.5K +2,161 +8%
PIWA
56
Prevail Innovative Wealth Advisors
Kansas
$241K +$241K +26,645 New
KAS
57
Kestra Advisory Services
Texas
$222K -$12.3K -1,360 -5%
SIC
58
Samalin Investment Counsel
New York
$220K +$80.7K +8,937 +58%
CL
59
CSS LLC
Illinois
$199K – – –
PAG
60
Private Advisor Group
New Jersey
$192K -$7.17K -794 -4%
AC
61
Almitas Capital
California
$188K +$188K +22,078 New
ICMP
62
Integrated Capital Management (Pennsylvania)
Pennsylvania
$186K +$186K +20,561 New
CAN
63
Cetera Advisor Networks
California
$174K -$309K -34,260 -64%
PHS
64
Pekin Hardy Strauss
Illinois
$162K – – –
OCPWS
65
One Charles Private Wealth Services
Massachusetts
$156K +$156K +17,248 New
CAM
66
Cresset Asset Management
Illinois
$154K – – –
KWS
67
Keystone Wealth Services
California
$151K +$3.87K +429 +3%
CW
68
Channel Wealth
California
$149K +$20.7K +2,289 +16%
MML Investors Services
69
MML Investors Services
Massachusetts
$143K +$12K +1,323 +9%
VWA
70
V Wealth Advisors
Kansas
$143K -$9.63K -1,066 -6%
Koshinski Asset Management
71
Koshinski Asset Management
Illinois
$134K +$35.1K +3,886 +35%
BFA
72
Beacon Financial Advisory
Ohio
$134K +$4.9K +543 +4%
CIAS
73
Capital Investment Advisory Services
North Carolina
$121K +$614 +68 +0.5%
JWM
74
Jackson Wealth Management
Florida
$120K – – –
RJFSA
75
Raymond James Financial Services Advisors
Florida
$100K -$112K -12,400 -53%
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3
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