HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

96 hedge funds and large institutions have $256M invested in Highland Opportunities and Income Fund in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
15
Increased
44
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
1
Antara Capital
New York
$11.9M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$12.5M
3
PCM
3
Penserra Capital Management
California
$18.2M
4
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$27.3M
5
Invesco
5
Invesco
Georgia
$15.2M

Top Sellers

1
BPCM
1
Beach Point Capital Management
California
$1.91M
2
QC
2
Quantedge Capital
Singapore
$0
3
IWM
3
IHT Wealth Management
Illinois
$5.15M
4
ATPW
4
Ashton Thomas Private Wealth
Arizona
$0
5
CCP
5
Clough Capital Partners
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PHS
51
Pekin Hardy Strauss
Illinois
$296K +$3.26K +298 +1%
SWM
52
Spire Wealth Management
Virginia
$292K +$284K +25,999 +3,430%
MC
53
Moors & Cabot
Massachusetts
$281K +$281K +25,800 New
FWM
54
Foresight Wealth Management
Utah
$237K +$237K +21,758 New
SI
55
Stephens Inc
Arkansas
$236K -$28.5K -2,612 -11%
AAS
56
Avantax Advisory Services
Texas
$229K – – –
Bank of America
57
Bank of America
North Carolina
$216K +$161K +14,773 +291%
WC
58
Winmill & Co
New York
$211K – – –
CFIA
59
Cantor Fitzgerald Investment Advisors
New York
$210K +$210K +19,274 New
VWA
60
V Wealth Advisors
Kansas
$200K +$5.78K +528 +3%
ICMP
61
Integrated Capital Management (Pennsylvania)
Pennsylvania
$162K +$15.8K +1,452 +11%
PAG
62
Private Advisor Group
New Jersey
$157K +$262 +24 +0.2%
NFG
63
Next Financial Group
Texas
$150K +$3.52K +321 +2%
BFA
64
Beacon Financial Advisory
Ohio
$145K +$3.59K +330 +3%
ASN
65
Advisory Services Network
Georgia
$145K +$145K +13,247 New
Stifel Financial
66
Stifel Financial
Missouri
$142K – – –
Bank of New York Mellon
67
Bank of New York Mellon
New York
$132K +$132K +12,142 New
RJFSA
68
Raymond James Financial Services Advisors
Florida
$125K -$21.7K -1,999 -15%
MML Investors Services
69
MML Investors Services
Massachusetts
$118K +$118K +10,784 New
APWA
70
Atlas Private Wealth Advisors
New Jersey
$114K -$103K -9,488 -48%
QOP
71
Quinn Opportunity Partners
Virginia
$109K – – –
US Bancorp
72
US Bancorp
Minnesota
$91K – – –
AWA
73
Arete Wealth Advisors
Illinois
$80K +$1.27K +1,391 +2%
CWC
74
Carolinas Wealth Consulting
North Carolina
$68K +$32.5K +2,990 +91%
FIA
75
FNY Investment Advisers
New York
$54K -$178K -16,485 -77%
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3
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