HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $198M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+9
Holders Change %
+9.57%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
24
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$2.85M
2
HighTower Advisors
HighTower Advisors
Illinois
+$1.65M
3
PCM
Penserra Capital Management
California
+$783K
4
Osaic Holdings
Osaic Holdings
Arizona
+$783K
5
LCM
Landscape Capital Management
New Jersey
+$717K

Top Sellers

1
CP
Camelot Portfolios
Ohio
-$1.24M
2
UBS Group
UBS Group
Switzerland
-$629K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
-$616K
4
Invesco
Invesco
Georgia
-$423K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$405K
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
Icon Advisers
Colorado
$1.37M +$286K +35,984 +26%
MC
27
Matisse Capital
Oregon
$1.37M +$80.4K +10,000 +6%
AC
28
Aristides Capital
Kentucky
$1.32M – – –
PAS
29
Park Avenue Securities
New York
$1.05M +$88.6K +11,016 +9%
MGWM
30
Marks Group Wealth Management
Minnesota
$955K – – –
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$776K -$44.2K -5,496 -5%
AWA
32
Arete Wealth Advisors
Illinois
$760K +$41.3K +5,140 +6%
Truist Financial
33
Truist Financial
North Carolina
$733K +$4.86K +605 +0.7%
KWM
34
Kingsview Wealth Management
Oregon
$693K +$72.9K +9,067 +12%
Qube Research & Technologies (QRT)
35
Qube Research & Technologies (QRT)
United Kingdom
$677K +$6.91K +860 +1%
Baird Financial Group
36
Baird Financial Group
Wisconsin
$550K +$9.5K +1,182 +2%
PIWA
37
Prevail Innovative Wealth Advisors
Kansas
$468K +$254K +31,543 +118%
ACM
38
Arlington Capital Management
Illinois
$412K +$4.49K +558 +1%
WMS
39
Wealth Management Solutions
Pennsylvania
$410K +$1.81K +225 +0.4%
KAM
40
Knightsbridge Asset Management
California
$395K +$10.8K +1,347 +3%
MA
41
MONECO Advisors
Connecticut
$361K -$18.7K -2,325 -5%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$361K +$1.46K +182 +0.4%
CC
43
Claybrook Capital
Massachusetts
$312K – – –
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$300K +$59.7K +7,421 +25%
SC
45
Scotia Capital
Ontario, Canada
$292K +$39.4K +4,904 +16%
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
$278K -$96.8K -12,038 -26%
BRWA
47
B. Riley Wealth Advisors
Florida
$267K -$16.1K -2,000 -6%
SIC
48
Samalin Investment Counsel
New York
$265K +$68.8K +8,551 +35%
RJT
49
Raymond James Trust
Florida
$263K – – –
SI
50
Stephens Inc
Arkansas
$258K -$3.71K -461 -1%
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