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HFRO

Highland Opportunities and Income Fund
HFRO

105 hedge funds and large institutions have $199M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

9% more funds holding

Funds holding: 96 → 105 (+9)

1.05% more ownership

Funds ownership: 35.26% → 36.31% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

8% less capital invested

Capital invested by funds: $217M → $199M (-$18.1M)

Holders
105
Holders Change
+9
Holders Change %
+9.38%
% of All Funds
1.67%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
26
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$2.97M
2
HighTower Advisors
HighTower Advisors
Illinois
+$1.72M
3
PCM
Penserra Capital Management
California
+$816K
4
Osaic Holdings
Osaic Holdings
Arizona
+$815K
5
LCM
Landscape Capital Management
New Jersey
+$747K

Top Sellers

Rank Fund Capital Flow
1
CP
Camelot Portfolios
Ohio
-$1.29M
2
UBS Group
UBS Group
Switzerland
-$655K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
-$642K
4
Invesco
Invesco
Georgia
-$440K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
-$421K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
26
Icon Advisers
Colorado
$1.37M +$301K +35,984 +26%
MC
27
Matisse Capital
Oregon
$1.37M +$83.7K +10,000 +6%
AC
28
Aristides Capital
Kentucky
$1.32M – – –
PAS
29
Park Avenue Securities
New York
$1.05M +$92.2K +11,016 +9%
MGWM
30
Marks Group Wealth Management
Minnesota
$955K – – –
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$776K -$46K -5,496 -5%
AWA
32
Arete Wealth Advisors
Illinois
$760K +$43K +5,140 +6%
Truist Financial
33
Truist Financial
North Carolina
$733K +$5.06K +605 +0.7%
NAS
34
NWF Advisory Services
California
$716K -$10.9K -1,300 -1%
KWM
35
Kingsview Wealth Management
Oregon
$693K +$75.9K +9,067 +12%
Qube Research & Technologies (QRT)
36
Qube Research & Technologies (QRT)
United Kingdom
$677K +$7.2K +860 +1%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$550K +$9.89K +1,182 +2%
PIWA
38
Prevail Innovative Wealth Advisors
Kansas
$468K +$264K +31,543 +118%
ACM
39
Arlington Capital Management
Illinois
$412K +$4.67K +558 +1%
WMS
40
Wealth Management Solutions
Pennsylvania
$410K +$1.88K +225 +0.4%
KAM
41
Knightsbridge Asset Management
California
$395K +$11.3K +1,347 +3%
MA
42
MONECO Advisors
Connecticut
$361K -$19.5K -2,325 -5%
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$361K +$1.52K +182 +0.4%
IFG
44
Independent Financial Group
California
$318K -$29.8K -3,564 -8%
CC
45
Claybrook Capital
Massachusetts
$312K – – –
Cetera Investment Advisers
46
Cetera Investment Advisers
Illinois
$300K +$62.1K +7,421 +25%
SC
47
Scotia Capital
Ontario, Canada
$292K +$41K +4,904 +16%
CAPTRUST Financial Advisors
48
CAPTRUST Financial Advisors
North Carolina
$278K -$101K -12,038 -26%
BRWA
49
B. Riley Wealth Advisors
Florida
$267K -$16.7K -2,000 -6%
SIC
50
Samalin Investment Counsel
New York
$265K +$71.6K +8,551 +35%
1
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HFRO Hedge Fund Activity: Q3 2023 in Review

105 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2023, worth a combined $199M — down 8.3% from $217M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 6 closed out — a net gain of 9 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.97M. The largest seller was Camelot Portfolios, cutting an estimated $1.29M.

  • 105 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2023, up from 96 in Q2 2023.
  • Funds reported $199M of Highland Opportunities and Income Fund stock for Q3 2023, down 8.3% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2023 and 6 closed out, a net change of +9 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2023 was Raymond James & Associates, an estimated $2.97M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2023 was Camelot Portfolios, an estimated $1.29M sold.

Based on aggregated 13F filings for Q3 2023.