HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

93 hedge funds and large institutions have $226M invested in Highland Opportunities and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
93
Holders Change
-7
Holders Change %
-7%
% of All Funds
1.61%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
42
Reduced
26
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$3.15M
2
LCM
2
Landscape Capital Management
New Jersey
$2.36M
3
Morgan Stanley
3
Morgan Stanley
New York
$44.1M
4
MC
4
Matisse Capital
Oregon
$1.31M
5
Truist Financial
5
Truist Financial
North Carolina
$1.72M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$9.1M
2
ARC
2
Advisor Resource Council
Texas
$0
3
PCM
3
Penserra Capital Management
California
$6.65M
4
CP
4
Camelot Portfolios
Ohio
$4.36M
5
ASFA
5
All Season Financial Advisors
Colorado
$445K
Name Holding Trade Value Shares
Change 		Shares
Change %
AC
26
Aristides Capital
Kentucky
$1.6M – – –
MC
27
Matisse Capital
Oregon
$1.31M +$804K +82,738 +158%
MGWM
28
Marks Group Wealth Management
Minnesota
$1.14M – – –
PAS
29
Park Avenue Securities
New York
$1.11M +$972 +100 +0.1%
UBS Group
30
UBS Group
Switzerland
$1.07M +$90.5K +9,312 +9%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$1.06M -$59.5K -6,126 -5%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$995K +$145K +14,956 +17%
PWPS
33
Pinnacle Wealth Planning Services
Ohio
$958K -$4.86K -500 -0.5%
Baird Financial Group
34
Baird Financial Group
Wisconsin
$940K +$425K +43,736 +83%
SPIA
35
Steward Partners Investment Advisory
New York
$908K +$5K +515 +0.6%
Walleye Capital
36
Walleye Capital
New York
$896K -$157K -16,131 -15%
KAM
37
Knightsbridge Asset Management
California
$864K +$17.5K +1,802 +2%
AWA
38
Arete Wealth Advisors
Illinois
$850K +$12.1K +1,246 +1%
H6H
39
Hightower 6M Holding
Kansas
$709K -$159K -16,396 -18%
KWM
40
Kingsview Wealth Management
Oregon
$630K -$102K -10,513 -14%
RA
41
RFG Advisory
Alabama
$630K -$94.4K -8,260 -13%
Qube Research & Technologies (QRT)
42
Qube Research & Technologies (QRT)
United Kingdom
$604K +$48.6K +4,997 +9%
MIG
43
Mariner Investment Group
New York
$564K +$156K +16,000 +38%
MA
44
MONECO Advisors
Connecticut
$538K +$7.71K +793 +1%
WMS
45
Wealth Management Solutions
Pennsylvania
$509K -$10.1K -1,036 -2%
CAN
46
Cetera Advisor Networks
California
$508K +$138K +14,174 +37%
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
$463K +$463K +47,611 New
AWS
48
Atria Wealth Solutions
New York
$457K +$176K +18,041 +63%
RGF
49
Retirement Guys Formula
Ohio
$454K -$101K -10,453 -18%
ASFA
50
All Season Financial Advisors
Colorado
$445K -$1.33M -136,852 -75%
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