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HFRO

Highland Opportunities and Income Fund
HFRO

102 hedge funds and large institutions have $271M invested in Highland Opportunities and Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

3% more funds holding

Funds holding: 99 → 102 (+3)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

3.68% less ownership

Funds ownership: 38.15% → 34.47% (-3.7%)

8% less capital invested

Capital invested by funds: $294M → $271M (-$23M)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
102
Holders Change
+3
Holders Change %
+3.03%
% of All Funds
1.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
22
Increased
29
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
+$2.89M
2
SCM
Segantii Capital Management
Hong Kong
+$2.42M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.11M
4
ARC
Advisor Resource Council
Texas
+$2M
5
Morgan Stanley
Morgan Stanley
New York
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
-$13.3M
2
Nomura Holdings
Nomura Holdings
Japan
-$6.68M
3
AC
Antara Capital
New York
-$6.2M
4
CAC
Cowen and Company
New York
-$5.38M
5
BPCM
Beach Point Capital Management
California
-$3.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWPS
26
Pinnacle Wealth Planning Services
Ohio
$1.38M -$33.4K -3,002 -2%
MGWM
27
Marks Group Wealth Management
Minnesota
$1.27M – – –
PAS
28
Park Avenue Securities
New York
$1.25M +$144K +12,960 +13%
6M
29
6 Meridian
Kansas
$1.17M -$80.1K -7,192 -6%
Koshinski Asset Management
30
Koshinski Asset Management
Illinois
$1.13M -$2.21K -198 -0.2%
Truist Financial
31
Truist Financial
North Carolina
$1.07M +$21.9K +1,964 +2%
SPIA
32
Steward Partners Investment Advisory
New York
$976K -$90.7K -8,147 -8%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$964K +$47.8K +4,295 +5%
AWA
34
Arete Wealth Advisors
Illinois
$940K -$42.6K -3,823 -4%
RGF
35
Retirement Guys Formula
Ohio
$888K +$899K +80,725 New
AUIM
36
Aegon USA Investment Management
Iowa
$819K – – –
AL
37
Arnhold LLC
New York
$797K – – –
WMS
38
Wealth Management Solutions
Pennsylvania
$773K +$783K +70,307 New
SPC
39
Sigma Planning Corp
Michigan
$772K -$188K -16,854 -19%
KWM
40
Kingsview Wealth Management
Oregon
$742K +$14.8K +1,328 +2%
Qube Research & Technologies (QRT)
41
Qube Research & Technologies (QRT)
United Kingdom
$645K +$653K +58,650 New
MA
42
MONECO Advisors
Connecticut
$599K -$47.7K -4,286 -7%
Walleye Capital
43
Walleye Capital
New York
$578K +$585K +52,567 New
HighTower Advisors
44
HighTower Advisors
Illinois
$536K +$45.4K +4,073 +9%
KAM
45
Knightsbridge Asset Management
California
$460K +$9.52K +855 +2%
Millennium Management
46
Millennium Management
New York
$443K +$33.9K +3,045 +8%
IA
47
Icon Advisers
Colorado
$441K -$2.56M -229,776 -85%
PAG
48
Private Advisor Group
New Jersey
$424K +$269K +24,199 +168%
CAN
49
Cetera Advisor Networks
California
$414K -$175K -15,725 -29%
FWM
50
Foresight Wealth Management
Utah
$399K +$59K +5,297 +17%
1
2
3 4 5

HFRO Hedge Fund Activity: Q4 2021 in Review

102 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2021, worth a combined $271M — down 7.8% from $294M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new HFRO positions and 17 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $2.89M. The largest seller was Matisse Capital, exiting entirely with an estimated $13.3M sold.

  • 102 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $271M of Highland Opportunities and Income Fund stock for Q4 2021, down 7.8% quarter-over-quarter.
  • 22 funds opened new Highland Opportunities and Income Fund positions in Q4 2021 and 17 closed out, a net change of +5 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2021 was Landscape Capital Management, an estimated $2.89M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2021 was Matisse Capital, an estimated $13.3M sold.

Based on aggregated 13F filings for Q4 2021.