HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

101 hedge funds and large institutions have $270M invested in Highland Opportunities and Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
+3
Holders Change %
+3.06%
% of All Funds
1.56%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
22
Increased
29
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.85M
2
SCM
Segantii Capital Management
Hong Kong
+$2.39M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.08M
4
ARC
Advisor Resource Council
Texas
+$1.98M
5
Morgan Stanley
Morgan Stanley
New York
+$1.05M

Top Sellers

1
MC
Matisse Capital
Oregon
-$13.3M
2
Nomura Holdings
Nomura Holdings
Japan
-$6.68M
3
AC
Antara Capital
New York
-$6.2M
4
CAC
Cowen and Company
New York
-$5.39M
5
BPCM
Beach Point Capital Management
California
-$3.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
PWPS
26
Pinnacle Wealth Planning Services
Ohio
$1.38M -$33K -3,002 -2%
MGWM
27
Marks Group Wealth Management
Minnesota
$1.27M – – –
PAS
28
Park Avenue Securities
New York
$1.25M +$142K +12,960 +13%
6M
29
6 Meridian
Kansas
$1.17M -$79.1K -7,192 -6%
Koshinski Asset Management
30
Koshinski Asset Management
Illinois
$1.13M -$2.18K -198 -0.2%
Truist Financial
31
Truist Financial
North Carolina
$1.07M +$21.6K +1,964 +2%
SPIA
32
Steward Partners Investment Advisory
New York
$976K -$89.5K -8,147 -8%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$964K +$47.2K +4,295 +5%
AWA
34
Arete Wealth Advisors
Illinois
$940K -$42K -3,823 -4%
RGF
35
Retirement Guys Formula
Ohio
$888K +$888K +80,725 New
AUIM
36
Aegon USA Investment Management
Iowa
$819K – – –
AL
37
Arnhold LLC
New York
$797K – – –
WMS
38
Wealth Management Solutions
Pennsylvania
$773K +$773K +70,307 New
SPC
39
Sigma Planning Corp
Michigan
$772K -$185K -16,854 -19%
KWM
40
Kingsview Wealth Management
Oregon
$742K +$14.6K +1,328 +2%
Qube Research & Technologies (QRT)
41
Qube Research & Technologies (QRT)
United Kingdom
$645K +$645K +58,650 New
MA
42
MONECO Advisors
Connecticut
$599K -$48.3K -4,286 -7%
Walleye Capital
43
Walleye Capital
New York
$578K +$578K +52,567 New
HighTower Advisors
44
HighTower Advisors
Illinois
$536K +$45.1K +4,073 +9%
KAM
45
Knightsbridge Asset Management
California
$460K +$9.4K +855 +2%
Millennium Management
46
Millennium Management
New York
$443K +$33.5K +3,045 +8%
IA
47
Icon Advisers
Colorado
$441K -$2.52M -229,776 -85%
PAG
48
Private Advisor Group
New Jersey
$424K +$266K +24,199 +168%
CAN
49
Cetera Advisor Networks
California
$414K -$173K -15,725 -29%
FWM
50
Foresight Wealth Management
Utah
$399K +$58.2K +5,297 +17%
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