HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $282M invested in Highland Opportunities and Income Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.66%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
14
Increased
38
Reduced
29
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$14.4M
2
IWM
2
IHT Wealth Management
Illinois
$10.3M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$7.04M
4
Barclays
4
Barclays
United Kingdom
$1.73M
5
Morgan Stanley
5
Morgan Stanley
New York
$49M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$119K
2
RJA
2
Raymond James & Associates
Florida
$455K
3
Millennium Management
3
Millennium Management
New York
$0
4
OCM
4
Oaktree Capital Management
California
$0
5
BPCM
5
Beach Point Capital Management
California
$29.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
26
Barclays
United Kingdom
$1.73M +$1.73M +128,088 New
SPC
27
Sigma Planning Corp
Michigan
$1.45M +$447K +40,352 +45%
PAM
28
Peak Asset Management
Colorado
$1.18M -$5.19K -468 -0.4%
Koshinski Asset Management
29
Koshinski Asset Management
Illinois
$1.1M +$276K +24,887 +33%
Truist Financial
30
Truist Financial
North Carolina
$1.07M +$46.1K +4,154 +5%
PAS
31
Park Avenue Securities
New York
$1M +$1M +90,211 New
AWA
32
Arete Wealth Advisors
Illinois
$959K -$49.3K -4,447 -5%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$886K +$629K +56,718 +244%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$854K +$620K +55,899 +265%
KWM
35
Kingsview Wealth Management
Oregon
$692K -$88.6K -7,946 -11%
CFA
36
Carroll Financial Associates
North Carolina
$622K -$121K -10,900 -16%
SPIA
37
Steward Partners Investment Advisory
New York
$576K – – –
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$497K +$26.9K +2,422 +6%
HighTower Advisors
39
HighTower Advisors
Illinois
$491K -$7.99K -719 -2%
CL
40
CSS LLC
Illinois
$459K -$11.1K -1,000 -2%
RJA
41
Raymond James & Associates
Florida
$455K -$7.08M -638,066 -94%
AIP
42
Ahrens Investment Partners
Louisiana
$374K -$195K -17,600 -34%
CAN
43
Cetera Advisor Networks
California
$373K -$30.9K -2,784 -8%
WT
44
Washington Trust
Rhode Island
$369K – – –
KAS
45
Kestra Advisory Services
Texas
$352K +$7.49K +676 +2%
KPWG
46
KFA Private Wealth Group
Virginia
$343K +$3.36K +303 +1%
GRP
47
Global Retirement Partners
California
$321K +$321K +28,940 New
AAM
48
Advisors Asset Management
Colorado
$311K -$255 -23 -0.1%
Qube Research & Technologies (QRT)
49
Qube Research & Technologies (QRT)
United Kingdom
$308K -$1M -90,053 -76%
PHS
50
Pekin Hardy Strauss
Illinois
$297K +$297K +26,798 New
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