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First Trust Utilities AlphaDEX Fund
FXU

94 hedge funds and large institutions have $633M invested in First Trust Utilities AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 46 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.58% less ownership

Funds ownership: 81.71% → 80.13% (-1.6%)

10% less funds holding

Funds holding: 104 → 94 (-10)

30% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 23

38% less capital invested

Capital invested by funds: $1.03B → $633M (-$392M)

57% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 46

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
94
Holders Change
-10
Holders Change %
-9.62%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
16
Increased
20
Reduced
46
Closed
23
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.23M
2
MML Investors Services
MML Investors Services
Massachusetts
+$1.98M
3
TSS
Two Sigma Securities
New York
+$1.72M
4
Goldman Sachs
Goldman Sachs
New York
+$1.63M
5
Citadel Advisors
Citadel Advisors
Florida
+$1.13M

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$154M
2
Morgan Stanley
Morgan Stanley
New York
-$24.7M
3
NC
NewSquare Capital
Pennsylvania
-$13.7M
4
Bank of America
Bank of America
North Carolina
-$11.7M
5
Wells Fargo
Wells Fargo
California
-$11.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
QWM
101
Quaker Wealth Management
New Jersey
– -$1.18M -40,227 Closed
Koshinski Asset Management
102
Koshinski Asset Management
Illinois
– -$846K -29,112 Closed
HI
103
Horizon Investments
North Carolina
– -$563K -19,279 Closed
RIA
104
Regal Investment Advisors
Michigan
– -$379K -12,967 Closed
NA
105
Navellier & Associates
Nevada
– -$359K -12,278 Closed
FAAS
106
First Allied Advisory Services
California
– -$231K -7,941 Closed
PAG
107
Private Advisor Group
New Jersey
– -$228K -7,797 Closed
FFN
108
Focus Financial Network
Minnesota
– -$218K -7,464 Closed
KA
109
Kovack Advisors
Florida
– -$216K -7,385 Closed
Creative Planning
110
Creative Planning
Kansas
– -$205K -7,035 Closed
WEC
111
Winslow Evans & Crocker
Massachusetts
– -$16K -500 Closed
BRC
112
Bell Rock Capital
Delaware
– -$7K -266 Closed
RFM
113
Royal Fund Management
Florida
– -$3K -135 Closed
CAAS
114
Capital Asset Advisory Services
Michigan
– -$3K -101 Closed
SFG
115
Sowa Financial Group
Rhode Island
– -$2K -61 Closed
1 2 3 4
5

FXU Hedge Fund Activity: Q1 2020 in Review

94 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2020, worth a combined $633M — down 38% from $1.03B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of FXU and 16 opened new positions — a net loss of 7 holders — while 46 trimmed existing stakes and 20 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.23M. The largest seller was First Trust Advisors, cutting an estimated $154M.

  • 94 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2020, down from 104 in Q4 2019.
  • Funds reported $633M of First Trust Utilities AlphaDEX Fund stock for Q1 2020, down 38% quarter-over-quarter.
  • 16 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2020 and 23 closed out, a net change of -7 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $3.23M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2020 was First Trust Advisors, an estimated $154M sold.

Based on aggregated 13F filings for Q1 2020.