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First Trust Utilities AlphaDEX Fund
FXU

95 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding

Funds holding: 91 → 95 (+4)

0% more capital invested

Capital invested by funds: $243M → $243M (+$473K)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.26% less ownership

Funds ownership: 62.89% → 62.63% (-0.26%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
20
Increased
23
Reduced
31
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAM
Shamrock Asset Management
Texas
+$6.74M
2
UBS Group
UBS Group
Switzerland
+$5.5M
3
FI
FormulaFolio Investments
Michigan
+$3.88M
4
MML Investors Services
MML Investors Services
Massachusetts
+$3.29M
5
ACM
AlphaStar Capital Management
North Carolina
+$2.17M

Top Sellers

Rank Fund Capital Flow
1
NCM
Niemann Capital Management
Nevada
-$9.27M
2
Morgan Stanley
Morgan Stanley
New York
-$5.83M
3
RIG
RiverFront Investment Group
Virginia
-$4.35M
4
WP
WealthSource Partners
California
-$4.34M
5
RJA
Raymond James & Associates
Florida
-$2.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
BWA
76
Burt Wealth Advisors
Maryland
$20K – – –
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$12K +$12.2K +440 New
QCIG
78
Quad-Cities Investment Group
Iowa
$11K – – –
AWMS
79
Advocacy Wealth Management Services
Georgia
$10K – – –
CF
80
Centaurus Financial
California
$7.42K +$501 +18 +9%
HI
81
Hudock Inc
Pennsylvania
$7K -$139 -5 -2%
TIM
82
Tortoise Investment Management
New York
$7K – – –
BRC
83
Bell Rock Capital
Delaware
$7K +$56 +2 +0.8%
Northwestern Mutual Wealth Management
84
Northwestern Mutual Wealth Management
Wisconsin
$6K -$41.3K -1,486 -87%
VFA
85
Valeo Financial Advisors
Indiana
$5K – – –
WCM
86
WealthBridge Capital Management
Ohio
$3K +$3.17K +114 New
NFG
87
Next Financial Group
Texas
$2K -$892K -32,051 -100%
TFA
88
Transamerica Financial Advisors
Florida
$2K -$8.57K -308 -84%
APC
89
Aspire Private Capital
North Carolina
$2K – – –
RTC
90
Riverview Trust Company
Washington
$2K +$1.95K +70 New
NFH
91
NEXT Financial Holdings
Texas
$2K +$2.03K +73 New
AF
92
Advisornet Financial
Minnesota
$1K – – –
Koshinski Asset Management
93
Koshinski Asset Management
Illinois
$976 -$15.7K -564 -2%
NCM
94
Niemann Capital Management
Nevada
– -$9.27M -345,951 Closed
WP
95
WealthSource Partners
California
– -$4.34M -162,062 Closed
SWM
96
Segment Wealth Management
Texas
– -$2.6M -96,950 Closed
SMG
97
Smart Money Group
Texas
– -$2.4M -89,562 Closed
BFA
98
Brendel Financial Advisors
New Hampshire
– -$1.98M -73,954 Closed
PCM
99
Penserra Capital Management
California
– -$1.54M -57,601 Closed
Citadel Advisors
100
Citadel Advisors
Florida
– -$757K -28,258 Closed
1 2 3
4
5

FXU Hedge Fund Activity: Q1 2019 in Review

95 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2019, worth a combined $243M — up 0.19% from $243M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXU positions and 16 closed out — a net gain of 4 holders — while 23 added to existing stakes and 31 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $6.74M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.27M sold.

  • 95 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2019, up from 91 in Q4 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q1 2019, up 0.19% quarter-over-quarter.
  • 20 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2019 and 16 closed out, a net change of +4 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2019 was Shamrock Asset Management, an estimated $6.74M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2019 was Niemann Capital Management, an estimated $9.27M sold.

Based on aggregated 13F filings for Q1 2019.