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First Trust Utilities AlphaDEX Fund

91 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

20% more funds holding

Funds holding: 7691 (+15)

18% more capital invested

Capital invested by funds: $206M → $243M (+$36.9M)

1.43% more ownership

Funds ownership: 61.46%62.89% (+1.4%)

Holders
91
Holders Change
+15
Holders Change %
+19.74%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
24
Increased
34
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
76
Transamerica Financial Advisors
Florida
$10K -$7.18K -257 -41%
APA
77
American Portfolios Advisors
New York
$9.83K
AWMS
78
Advocacy Wealth Management Services
Georgia
$9K
CA
79
Claro Advisors
Massachusetts
$8K +$8.39K +300 New
HI
80
Hudock Inc
Pennsylvania
$7K -$56 -2 -0.7%
RFC
81
Regions Financial Corp
Alabama
$7K
TIM
82
Tortoise Investment Management
New York
$7K
BRC
83
Bell Rock Capital
Delaware
$6K +$28 +1 +0.4%
VFA
84
Valeo Financial Advisors
Indiana
$5K
APC
85
Aspire Private Capital
North Carolina
$2K +$2.35K +84 New
AF
86
Advisornet Financial
Minnesota
$1K -$39.1K -1,400 -98%
NA
87
NewEdge Advisors
Louisiana
$471 +$155K +5,548 +46%
CF
88
Centaurus Financial
California
$7 +$5.37K +192 New
VF
89
Virtu Financial
New York
-$3.62M -131,128 Closed
ACI
90
Alpha Cubed Investments
California
-$330K -11,629 Closed
FAIM
91
Financial Advocates Investment Management
Washington
-$216K -7,832 Closed
SWP
92
Stratos Wealth Partners
Ohio
-$205K -7,438 Closed
AP
93
Advisors Preferred
Maryland
-$186K -6,747 Closed
RCAG
94
Rehmann Capital Advisory Group
Michigan
-$34.5K -1,250 Closed
GP
95
Girard Partners
Pennsylvania
-$33K -1,230 Closed
MWPCG
96
Measured Wealth Private Client Group
New Hampshire
-$29K -1,050 Closed
MWM
97
MinichMacGregor Wealth Management
New York
-$5K -205 Closed
Fidelity Investments
98
Fidelity Investments
Massachusetts
+$112 +4 New

FXU Hedge Fund Activity: Q4 2018 in Review

91 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2018, worth a combined $243M — up 18% from $206M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXU positions and 9 closed out — a net gain of 15 holders — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Niemann Capital Management, opening a new position worth an estimated $9.67M. The largest seller was Stifel Financial, cutting an estimated $4.02M.

  • 91 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2018, up from 76 in Q3 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q4 2018, up 18% quarter-over-quarter.
  • 24 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2018 and 9 closed out, a net change of +15 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2018 was Niemann Capital Management, an estimated $9.67M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2018 was Stifel Financial, an estimated $4.02M sold.

Based on aggregated 13F filings for Q4 2018.