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First Trust Utilities AlphaDEX Fund

105 hedge funds and large institutions have $1.06B invested in First Trust Utilities AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 36

1.54% less ownership

Funds ownership: 82.86%81.32% (-1.5%)

3% less funds holding

Funds holding: 108105 (-3)

5% less capital invested

Capital invested by funds: $1.12B → $1.06B (-$57.9M)

17% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 18

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
105
Holders Change
-3
Holders Change %
-2.78%
% of All Funds
2.3%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
15
Increased
36
Reduced
36
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFI
51
SPC Financial Inc
Maryland
$689K +$3.04K +105 +0.5%
FFS
52
Founders Financial Securities
Maryland
$655K -$139K -4,781 -18%
HI
53
Horizon Investments
North Carolina
$655K -$136K -4,698 -18%
UCFA
54
United Capital Financial Advisors
Texas
$592K -$373K -12,855 -39%
ATPW
55
Ashton Thomas Private Wealth
Arizona
$522K -$10.1K -348 -2%
SPIA
56
Steward Partners Investment Advisory
New York
$509K +$7.25K +250 +1%
SG
57
StoneX Group
New York
$490K -$3.94K -136 -0.8%
RFM
58
Royal Fund Management
Florida
$453K +$19K +657 +4%
MAP
59
Milestone Advisory Partners
North Carolina
$453K +$214K +7,375 +93%
RIA
60
Regal Investment Advisors
Michigan
$384K -$783 -27 -0.2%
PFA
61
Pinnacle Family Advisors
Missouri
$372K +$364K +12,558 New
LFG
62
LifePlan Financial Group
Ohio
$367K
WWM
63
Western Wealth Management
Colorado
$355K +$1.88K +65 +0.5%
Citigroup
64
Citigroup
New York
$353K +$7.33K +253 +2%
PSF
65
Pacific Sun Financial
California
$351K -$7.25K -250 -2%
BWCS
66
Beirne Wealth Consulting Services
Connecticut
$327K +$5.39K +186 +2%
RIA
67
Realta Investment Advisors
Delaware
$322K +$5.19K +179 +2%
VF
68
Virtu Financial
New York
$311K +$304K +10,487 New
IA
69
IFP Advisors
Florida
$297K +$290K +9,991 New
CF
70
Centaurus Financial
California
$240K +$18.8K +650 +9%
ACM
71
AlphaStar Capital Management
North Carolina
$235K -$1.44M -49,793 -86%
PAG
72
Private Advisor Group
New Jersey
$233K -$116K -4,007 -34%
PNC Financial Services Group
73
PNC Financial Services Group
Pennsylvania
$231K -$10.1K -349 -4%
HF
74
HRT Financial
New York
$225K +$220K +7,602 New
FFN
75
Focus Financial Network
Minnesota
$221K

FXU Hedge Fund Activity: Q3 2019 in Review

105 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2019, worth a combined $1.06B — down 5.2% from $1.12B a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FXU and 15 opened new positions — a net loss of 3 holders — while 36 trimmed existing stakes and 36 added.

The largest buyer was Trilogy Capital, opening a new position worth an estimated $10.6M. The largest seller was First Trust Advisors, cutting an estimated $51.5M.

  • 105 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2019, down from 108 in Q2 2019.
  • Funds reported $1.06B of First Trust Utilities AlphaDEX Fund stock for Q3 2019, down 5.2% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -3 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2019 was Trilogy Capital, an estimated $10.6M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2019 was First Trust Advisors, an estimated $51.5M sold.

Based on aggregated 13F filings for Q3 2019.