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First Trust Utilities AlphaDEX Fund

95 hedge funds and large institutions have $243M invested in First Trust Utilities AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding

Funds holding: 9195 (+4)

0% more capital invested

Capital invested by funds: $243M → $243M (+$473K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.26% less ownership

Funds ownership: 62.89%62.63% (-0.26%)

26% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 31

Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
2.06%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
23
Reduced
31
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VAS
51
Vestmark Advisory Solutions
Massachusetts
$315K +$310K +11,151 New
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$306K -$2.2K -79 -0.7%
TRCT
53
Tower Research Capital (TRC)
New York
$298K -$671K -24,097 -70%
NA
54
Navellier & Associates
Nevada
$245K +$241K +8,652 New
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$240K +$13.5K +486 +6%
FFN
56
Focus Financial Network
Minnesota
$211K +$208K +7,464 New
BFEC
57
Benjamin F. Edwards & Company
Missouri
$205K -$1.09M -39,205 -84%
NA
58
NewEdge Advisors
Louisiana
$200K -$293K -10,541 -60%
Citigroup
59
Citigroup
New York
$189K +$25.5K +917 +16%
APA
60
American Portfolios Advisors
New York
$128K +$116K +4,157 +1,133%
WP
61
WealthShield Partners
North Carolina
$104K +$102K +3,660 New
ASN
62
Advisory Services Network
Georgia
$91K -$437K -15,700 -83%
SWM
63
SeaCrest Wealth Management
New York
$74K
WTC
64
WhitTier Trust Company
Nevada
$71K
PFBT
65
Parkside Financial Bank & Trust
Missouri
$49K
GWM
66
Geneos Wealth Management
Colorado
$38K
Carson Wealth (CWM LLC)
67
Carson Wealth (CWM LLC)
Nebraska
$38K +$35.6K +1,281 New
ACM
68
Aviance Capital Management
Florida
$35K -$8.51K -306 -20%
CFGS
69
Concourse Financial Group Securities
Alabama
$31K
WEC
70
Winslow Evans & Crocker
Massachusetts
$28K
CFB
71
Cullen/Frost Bankers
Texas
$28K +$27.3K +981 New
AP
72
Atwood & Palmer
Missouri
$25K
NC
73
NewSquare Capital
Pennsylvania
$24K
JP Morgan Chase
74
JP Morgan Chase
New York
$21K
William Blair & Company
75
William Blair & Company
Illinois
$21K +$83 +3 +0.4%

FXU Hedge Fund Activity: Q1 2019 in Review

95 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2019, worth a combined $243M — up 0.19% from $243M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXU positions and 16 closed out — a net gain of 4 holders — while 23 added to existing stakes and 31 trimmed.

The largest buyer was Shamrock Asset Management, opening a new position worth an estimated $6.74M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $9.27M sold.

  • 95 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2019, up from 91 in Q4 2018.
  • Funds reported $243M of First Trust Utilities AlphaDEX Fund stock for Q1 2019, up 0.19% quarter-over-quarter.
  • 20 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2019 and 16 closed out, a net change of +4 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2019 was Shamrock Asset Management, an estimated $6.74M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2019 was Niemann Capital Management, an estimated $9.27M sold.

Based on aggregated 13F filings for Q1 2019.