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First Trust Utilities AlphaDEX Fund

86 hedge funds and large institutions have $123M invested in First Trust Utilities AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 9 increasing their positions, 40 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

12% more funds holding

Funds holding: 7786 (+9)

1.95% less ownership

Funds ownership: 60.23%58.28% (-2%)

29% less capital invested

Capital invested by funds: $172M → $123M (-$49.7M)

78% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 40

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
9
Reduced
40
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
26
Regal Investment Advisors
Michigan
$455K -$2.28K -91 -0.5%
IA
27
IFP Advisors
Florida
$453K
BA
28
Ballew Advisors
Mississippi
$384K +$6.47K +258 +2%
VF
29
Virtu Financial
New York
$346K -$471K -18,806 -58%
LFG
30
LifePlan Financial Group
Ohio
$345K -$64.4K -2,568 -16%
PSF
31
Pacific Sun Financial
California
$345K +$341K +13,590 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$333K +$19.1K +760 +6%
CIAS
33
Capital Investment Advisory Services
North Carolina
$322K -$20.3K -809 -6%
ACM
34
AlphaStar Capital Management
North Carolina
$319K +$316K +12,596 New
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$318K -$55.3K -2,207 -15%
PAG
36
Private Advisor Group
New Jersey
$318K +$315K +12,552 New
SPIA
37
Steward Partners Investment Advisory
New York
$313K +$120K +4,791 +63%
HighTower Advisors
38
HighTower Advisors
Illinois
$279K +$277K +11,046 New
AG
39
Advisor Group
Arizona
$262K -$766K -30,572 -75%
LFAS
40
Level Four Advisory Services
Texas
$256K -$1.83K -73 -0.7%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$246K -$368K -14,674 -60%
TSS
42
Two Sigma Securities
New York
$239K -$376K -14,994 -61%
CC
43
Cedar Capital
Illinois
$220K +$217K +8,656 New
FAIM
44
Financial Advocates Investment Management
Washington
$207K -$164K -6,552 -44%
SWP
45
Stratos Wealth Partners
Ohio
$201K -$119K -4,727 -37%
Citigroup
46
Citigroup
New York
$117K +$4.01K +160 +4%
SG Americas Securities
47
SG Americas Securities
New York
$107K -$15.3K -609 -13%
RFM
48
Royal Fund Management
Florida
$107K
ASN
49
Advisory Services Network
Georgia
$76K -$25.9K -1,032 -26%
MOS
50
MGO One Seven
Ohio
$70K -$10.9K -433 -13%

FXU Hedge Fund Activity: Q1 2018 in Review

86 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2018, worth a combined $123M — down 29% from $172M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXU positions and 6 closed out — a net gain of 11 holders — while 9 added to existing stakes and 40 trimmed.

The largest buyer was Simplicity Solutions, opening a new position worth an estimated $1.77M. The largest seller was Morgan Stanley, cutting an estimated $20.7M.

  • 86 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2018, up from 77 in Q4 2017.
  • Funds reported $123M of First Trust Utilities AlphaDEX Fund stock for Q1 2018, down 29% quarter-over-quarter.
  • 17 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2018 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2018 was Simplicity Solutions, an estimated $1.77M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2018.