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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

44 hedge funds and large institutions have $95.1M invested in First Trust Utilities AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 10 closing their positions.

Holders
44
Holders Change
-7
Holders Change %
-13.73%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
%
% of All Funds
0.11%
New
4
Increased
18
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$16.1M
2
UBS Group
2
UBS Group
Switzerland
$15.3M
3
Morgan Stanley
3
Morgan Stanley
New York
$17.6M
4
Wells Fargo
4
Wells Fargo
California
$9.82M
5
CS
5
Credit Suisse
Switzerland
$2.69M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$6.58M
2
Bank of America
2
Bank of America
North Carolina
$2.12M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$701K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$376K
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
$326K 14,386 -700 -5%
Walleye Trading
27
Walleye Trading
New York
$245K 10,833 +1,915 +21%
ONB
28
Old National Bancorp
Indiana
$230K 10,144 -1,840 -15%
FIM
29
Freedom Investment Management
Connecticut
$227K 9,261 -10,572 -53%
CA
30
Cetera Advisors
Colorado
$226K 9,931 +589 +6%
AIG
31
American International Group
New York
$222K 9,800 -72 -0.7%
Citigroup
32
Citigroup
New York
$168K 7,436 -1,081 -13%
MFS
33
MSI Financial Services
Massachusetts
$94K 4,143 +517 +14%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$90K 4,000 – –
TRCT
35
Tower Research Capital (TRC)
New York
$76K 3,356 -9,011 -73%
MAS
36
Madden Advisory Services
Florida
$59K 2,635 – –
AP
37
Advisors Preferred
Maryland
$33K 1,455 +1,455 New
WEC
38
Winslow Evans & Crocker
Massachusetts
$21.5K 950 – –
JFGIW
39
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$18K 790 +45 +6%
BWA
40
Burt Wealth Advisors
Maryland
$16K 711 – –
TIM
41
Tortoise Investment Management
New York
$6K 248 – –
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$2K 95 +95 New
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 233 +2 +0.9%
Jane Street
44
Jane Street
New York
– – -44,252 Closed
SG Americas Securities
45
SG Americas Securities
New York
– – -34,586 Closed
Citadel Advisors
46
Citadel Advisors
Florida
– – -28,635 Closed
TH
47
Timber Hill
Connecticut
– – -28,423 Closed
TFA
48
Transamerica Financial Advisors
Florida
– – -6,771 Closed
NFG
49
Next Financial Group
Texas
– – -1,250 Closed
W
50
Wealthfront
California
– – -877 Closed
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