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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
201
First Command Financial Services
Texas
$7K +$6.72K +144 New
CAAS
202
Capital Asset Advisory Services
Michigan
$5K
HR
203
Howe & Rusling
New York
$5K
CWS
204
Confluence Wealth Services
Pennsylvania
$4K +$4.85K +104 New
IPW
205
IronBridge Private Wealth
Texas
$2K
KFI
206
Key Financial Inc
Pennsylvania
$2K
WT
207
Whittier Trust
California
$2K
AssetMark Inc
208
AssetMark Inc
California
$2K +$2.24K +48 New
ACA
209
Aptus Capital Advisors
Alabama
$1K
WIM
210
Westside Investment Management
California
$16
BBHC
211
Brown Brothers Harriman & Co
New York
$5
IAA
212
Independent Advisor Alliance
North Carolina
-$1.48M -33,407 Closed
FTUS
213
Flow Traders U.S.
New York
-$961K -21,724 Closed
PA
214
PFG Advisors
Arizona
-$312K -7,059 Closed
Comerica Bank
215
Comerica Bank
Texas
-$203K -4,204 Closed
OFG
216
Oxford Financial Group
Indiana
-$80K -1,815 Closed
OSAM
217
O'Shaughnessy Asset Management
Connecticut
-$76K -1,728 Closed
BC
218
Bartlett & Co
Ohio
-$54K -1,210 Closed
BCWM
219
Bartlett & Co Wealth Management
Ohio
-$53.5K -1,210 Closed
GRP
220
Global Retirement Partners
California
-$52K -1,164 Closed
MA
221
MUFG Americas
New York
-$44K -1,000 Closed
LWM
222
Liberty Wealth Management
California
-$40K -909 Closed
First Manhattan
223
First Manhattan
New York
-$18K -425 Closed
MA
224
MCF Advisors
Kentucky
-$18K -400 Closed
GKWIM
225
Gerber Kawasaki Wealth & Investment Management
California
-$6K -139 Closed

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.