We are live on ! Find out more
FXO icon

First Trust Financials AlphaDEX Fund
FXO

189 hedge funds and large institutions have $538M invested in First Trust Financials AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 40 increasing their positions, 91 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 16

24% more capital invested

Capital invested by funds: $436M → $538M (+$103M)

8.93% more ownership

Funds ownership: 57.74% → 66.68% (+8.9%)

6% more funds holding

Funds holding: 178 → 189 (+11)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

56% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 91

Holders
189
Holders Change
+11
Holders Change %
+6.18%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
27
Increased
40
Reduced
91
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$73.3M
2
CAN
Cetera Advisor Networks
California
+$2.34M
3
IAIM
International Assets Investment Management
Florida
+$1.74M
4
MML Investors Services
MML Investors Services
Massachusetts
+$1.25M
5
CW
CreativeOne Wealth
Kansas
+$725K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$6.04M
2
RIA
Regal Investment Advisors
Michigan
-$4.33M
3
KAS
Kestra Advisory Services
Texas
-$3.77M
4
IPW
IronBridge Private Wealth
Texas
-$3.65M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.47M
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
176
Northwestern Mutual Wealth Management
Wisconsin
$13.8K -$18.2K -465 -59%
EWM
177
EPG Wealth Management
Georgia
$11.1K -$3.8K -97 -27%
GI
178
Gradient Investments
Minnesota
$7.32K – – –
CJ
179
Caitlin John
Michigan
$5.02K +$4.54K +116 New
TFGT
180
TS Financial Group (TSFG)
Illinois
$5K – – –
CT
181
Caldwell Trust
Florida
$4.63K – – –
NFSG
182
Newbridge Financial Services Group
Florida
$4.24K – – –
FMII
183
Farmers & Merchants Investments Inc
Nebraska
$4.07K +$3.68K +94 New
HNB
184
Huntington National Bank
Ohio
$2.94K – – –
KFI
185
Key Financial Inc
Pennsylvania
$2.29K – – –
CAM
186
Creekmur Asset Management
Illinois
$2.08K +$1.88K +48 New
DFA
187
DHJJ Financial Advisors
Illinois
$2.01K – – –
WT
188
Whittier Trust
California
$1.51K – – –
ACA
189
Aptus Capital Advisors
Alabama
$1.39K – – –
GWANC
190
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.39K – – –
Jones Financial Companies
191
Jones Financial Companies
Missouri
$474 +$431 +11 New
IPW
192
IronBridge Private Wealth
Texas
– -$3.65M -96,560 Closed
Jane Street
193
Jane Street
New York
– -$2.8M -73,928 Closed
CS
194
Credit Suisse
Switzerland
– -$1.15M -30,490 Closed
PFMU
195
Privium Fund Management (UK)
United Kingdom
– -$1.15M -30,490 Closed
PPWM
196
Paragon Private Wealth Management
Kentucky
– -$532K -14,069 Closed
KWM
197
Kingsview Wealth Management
Oregon
– -$363K -9,602 Closed
OWA
198
Outlook Wealth Advisors
Texas
– -$360K -9,521 Closed
TSS
199
Two Sigma Securities
New York
– -$345K -9,107 Closed
FEM
200
Fulcrum Equity Management
Texas
– -$261K -6,886 Closed
5 6 7
8
9

FXO Hedge Fund Activity: Q4 2023 in Review

189 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2023, worth a combined $538M — up 24% from $436M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FXO positions and 16 closed out — a net gain of 11 holders — while 40 added to existing stakes and 91 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $73.3M. The largest seller was Wells Fargo, cutting an estimated $6.04M.

  • 189 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2023, up from 178 in Q3 2023.
  • Funds reported $538M of First Trust Financials AlphaDEX Fund stock for Q4 2023, up 24% quarter-over-quarter.
  • 27 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2023 and 16 closed out, a net change of +11 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $73.3M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2023 was Wells Fargo, an estimated $6.04M sold.

Based on aggregated 13F filings for Q4 2023.