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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DFA
176
DHJJ Financial Advisors
Illinois
$1.75K +$1.82K +46 New
WT
177
Whittier Trust
California
$1.32K
ACA
178
Aptus Capital Advisors
Alabama
$1.21K
GWANC
179
Guardian Wealth Advisors (North Carolina)
North Carolina
$1.21K
ODG
180
O'Dell Group
Ohio
-$15M -397,595 Closed
KCFA
181
Key Client Fiduciary Advisors
New Jersey
-$1.84M -48,688 Closed
Millennium Management
182
Millennium Management
New York
-$1.22M -32,314 Closed
Goldman Sachs
183
Goldman Sachs
New York
-$905K -23,997 Closed
Mercer Global Advisors
184
Mercer Global Advisors
Colorado
-$371K -9,840 Closed
AWM
185
Apollon Wealth Management
South Carolina
-$307K -8,150 Closed
SG
186
StoneX Group
New York
-$262K -6,949 Closed
JMPWA
187
JP Morgan Private Wealth Advisors
California
-$246K -6,522 Closed
AWA
188
Arkadios Wealth Advisors
Georgia
-$238K -6,301 Closed
RFC
189
Regions Financial Corp
Alabama
-$229K -6,072 Closed
LWM
190
Laidlaw Wealth Management
New York
-$228K -6,051 Closed
WS
191
Wedbush Securities
California
-$217K -5,763 Closed
AP
192
Atwood & Palmer
Missouri
-$103K -2,725 Closed
PIAS
193
PCA Investment Advisory Services
Ohio
-$41.3K -1,096 Closed
WAM
194
Worth Asset Management
Texas
-$9.46K -251 Closed
GCM
195
Gables Capital Management
Florida
-$7.54K -200 Closed
WP
196
WealthPLAN Partners
Nebraska
-$2.22K -59 Closed

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.