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First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
176
Founders Financial Alliance
North Carolina
$95K
Fidelity Investments
177
Fidelity Investments
Massachusetts
$69K +$20.9K +447 +43%
HNWAG
178
High Net Worth Advisory Group
Florida
$69K +$70K +1,500 New
AIM
179
Anchor Investment Management
South Carolina
$58.6K +$59.1K +1,266 New
CIAS
180
Capital Investment Advisory Services
North Carolina
$58K +$3.73K +80 +7%
AWM
181
Accel Wealth Management
Iowa
$56K +$35.3K +756 +167%
AA
182
Addison Advisors
Vermont
$55K
LAS
183
Lloyd Advisory Services
Georgia
$54K +$5.65K +121 +12%
ODG
184
O'Dell Group
Ohio
$54K +$54.7K +1,172 New
MCC
185
Money Concepts Capital
Florida
$47K +$47.1K +1,010 New
SCA
186
Snowden Capital Advisors
New York
$46K +$46.9K +1,006 New
CIR
187
Clear Investment Research
Georgia
$43K +$280 +6 +0.6%
S
188
SignatureFD
Georgia
$39K
WT
189
Washington Trust
Rhode Island
$25K
HCP
190
Hexagon Capital Partners
Arkansas
$23K
Fifth Third Bancorp
191
Fifth Third Bancorp
Ohio
$22K
AF
192
Allworth Financial
California
$20K
NFG
193
Next Financial Group
Texas
$20K +$20.2K +433 New
FPWM
194
FSB Premier Wealth Management
Iowa
$18K +$18.8K +403 New
FHA
195
First Horizon Advisors
Tennessee
$17K
AA
196
AlphaMark Advisors
Kentucky
$16K
EWM
197
EPG Wealth Management
Georgia
$16K +$93 +2 +0.6%
SPWG
198
Sage Private Wealth Group
Illinois
$9K +$47 +1 +0.5%
GCM
199
Gables Capital Management
Florida
$9K +$9.33K +200 New
JP Morgan Chase
200
JP Morgan Chase
New York
$7K -$2.61K -56 -28%

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.