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First Trust Financials AlphaDEX Fund

178 hedge funds and large institutions have $436M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 86 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

0.65% more ownership

Funds ownership: 57.1%57.74% (+0.65%)

1% more funds holding

Funds holding: 177178 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $492M → $436M (-$56.2M)

51% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 86

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
86
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BEI
151
Benjamin Edwards Inc
Missouri
$42K -$1.07M -27,032 -96%
Fidelity Investments
152
Fidelity Investments
Massachusetts
$35.8K -$13.7K -348 -27%
SL
153
Savior LLC
Massachusetts
$33K -$217K -5,499 -86%
JP Morgan Chase
154
JP Morgan Chase
New York
$32.9K +$6.91K +175 +25%
GRP
155
Global Retirement Partners
California
$31.3K +$5.53K +140 +20%
Northwestern Mutual Wealth Management
156
Northwestern Mutual Wealth Management
Wisconsin
$29.7K -$4.5K -114 -13%
SS
157
Sunbelt Securities
Texas
$26.2K +$158 +4 +0.6%
LOIP
158
Live Oak Investment Partners
Texas
$23.2K
WT
159
Washington Trust
Rhode Island
$20.7K
HCP
160
Hexagon Capital Partners
Arkansas
$19.7K
PWMG
161
Provence Wealth Management Group
California
$18.9K +$19.7K +500 New
GTAM
162
Global Trust Asset Management
Florida
$17.4K
MA
163
MCF Advisors
Kentucky
$15.1K
WIM
164
Westside Investment Management
California
$13.8K
EWM
165
EPG Wealth Management
Georgia
$13.4K +$118 +3 +0.9%
LFG
166
Larson Financial Group
Missouri
$13.2K
AA
167
AlphaMark Advisors
Kentucky
$13K
CAS
168
Coppell Advisory Solutions
Texas
$12.6K -$4.71M -119,368 -100%
VF
169
VitalStone Financial
Texas
$10K +$10.9K +277 New
TFA
170
Transamerica Financial Advisors
Florida
$9K +$9.04K +229 New
GI
171
Gradient Investments
Minnesota
$6.39K
CT
172
Caldwell Trust
Florida
$4.05K
TFGT
173
TS Financial Group (TSFG)
Illinois
$4K -$27.9K -706 -87%
NFSG
174
Newbridge Financial Services Group
Florida
$3.71K
KFI
175
Key Financial Inc
Pennsylvania
$2K

FXO Hedge Fund Activity: Q3 2023 in Review

178 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2023, worth a combined $436M — down 11% from $492M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 42 added to existing stakes and 86 trimmed.

The largest buyer was Vestmark Advisory Solutions, opening a new position worth an estimated $4.03M. The largest seller was O'Dell Group, exiting entirely with an estimated $15M sold.

  • 178 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2023, up from 177 in Q2 2023.
  • Funds reported $436M of First Trust Financials AlphaDEX Fund stock for Q3 2023, down 11% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2023 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2023 was Vestmark Advisory Solutions, an estimated $4.03M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2023 was O'Dell Group, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2023.